LL Financial Services, LLC
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About
LL Financial Services, LLC is a small, state-registered advisory firm that works primarily with individual clients, including high-net-worth households, and with retirement plan sponsors and participants. The firm provides written financial planning (full and modular), portfolio management, and retirement-plan consulting and fiduciary management, overseeing roughly $35.8 million for about 64 clients.
The firm’s investment approach is individualized and grounded in fundamental analysis, with guidance focused on diversified, tax-aware asset allocation tailored to each client’s goals, risk tolerance, and special circumstances (for example, low-basis stock or legacy holdings). Managed accounts are reviewed at least quarterly and may be run on either discretionary or non-discretionary terms; the firm also refers clients to third‑party managers when a full-service manager is more appropriate.
A distinctive feature is the firm’s offering of in-house accounting and tax-preparation services alongside investment advice, with a principal spending a substantial portion of time on those services — a capability that is uncommon among peers. The brochure discloses potential conflicts that can arise from the combination of advisory, retirement-rollover recommendations, and tax/accounting work, and describes supervisory policies and fiduciary frameworks the firm uses to manage those conflicts.
Client services
Expertise
Occupation focus
Fee options
Financial planning services fixed fees between $0 and $20,000; asset management flat fees between $0 and $20,000 annually
Financial planning services hourly fee $150 to $400 per hour; retirement plan setup billed at $400/hour
Fee-only: Financial planning services fixed fees between $0 and $20,000; hourly fees $150 to $400 per hour
Main office
Ossining NY
Advisors at this office
2
Most active in
New York
Also doing business as
Lawrence Blau & Associates, LLC · Ll Financial Services, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Lawrence B
CFP®
Ossining, NY
LL Financial Services, LLC
Lawrence Blau is a CFP® professional with five years of industry experience, currently serving at LL Financial Services, LLC, where he has worked since 2016. In addition to his advisory role, he owns and operates a photography business, Larry's Eyes, LLC, based in Ossining, NY. He also provides tax preparation and accounting services through LL Financial Services, dedicating the majority of his time to these activities alongside his financial advisory duties. LL Financial Services, LLC is a small, state-registered advisory firm that serves individual clients, including high-net-worth households, as well as retirement plan sponsors and participants. The firm offers written financial planning, portfolio management, and retirement-plan consulting, emphasizing an individualized investment approach grounded in fundamental analysis and tax-aware asset allocation tailored to client goals and circumstances.
Lindsay L
Series 63
Ossining, NY
LL Financial Services, LLC
Lindsay La Fleur is a financial advisor at LL Financial Services, LLC with 10 years of industry experience. She holds a Series 63 designation and has been with LL Financial Services since 2016. LL Financial Services, LLC is a small, state-registered advisory firm serving individual clients, including high-net-worth households, as well as retirement plan sponsors and participants. The firm provides customized financial planning, portfolio management, and retirement-plan consulting, managing approximately $35.8 million for about 64 clients, and offers in-house accounting and tax-preparation services alongside investment advice.
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