Llewellyn Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Llewellyn Financial LLC provides investment advisory and financial planning services to a small roster of individual clients, including some high-net-worth individuals. Services described in the brochure include ongoing financial planning, investment management, one-time project-based tax strategy engagements, and educational offerings such as courses and workshops.
The firm’s stated investment approach is grounded in Modern Portfolio Theory and implemented via a core-and-satellite framework that combines passive, diversified core holdings with targeted satellite positions. For new engagements the firm generally pairs investment management with ongoing planning and offers both year‑round planning access and limited-scope project work for tax and distribution issues.
What distinguishes Llewellyn Financial from many peers is its recent shift toward flat-fee ongoing planning and fixed-fee, tax-focused project engagements (including Roth conversion and distribution sequencing analysis), plus a stated emphasis on educational content for clients. The brochure also notes the firm maintains certain legacy clients on prior standalone investment-management arrangements while new investment-management clients are typically expected to participate in the firm’s ongoing planning program.
Client services
Expertise
Fee options
Ongoing financial planning annual flat fee ($7,800 - $50,000); Project-based fixed fees ($4,200 - $50,000)
0.35% annually for new clients engaged in ongoing financial planning
Fee-only: Ongoing financial planning flat annual fee ranging from $7,800 to $50,000, billed monthly in advance; Project-based planning fees from $4,200 to $50,000
Main office
Charlotte NC
Advisors at this office
1
Most active in
Arkansas · North Carolina
Also doing business as
Llewellyn Financial · Llewellyn Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)