A complete list of active advisors currently associated with Locke Financial Services, Inc.

Warmer can help you find a great advisor at Locke Financial Services, Inc. or one who fits your needs even better.

Locke Financial Services provides portfolio management and financial planning to individual and high-net-worth clients and also advises pension and profit-sharing (401k) plans, an engagement type the brochure identifies explicitly. The firm charges asset-based fees for ongoing model portfolio management and offers fixed-fee financial planning, consistent with common practices among independent advisers. Investment advice is delivered through model asset-allocation portfolios that range from income-focused to growth-oriented objectives and through discretionary account management guided by each client’s stated objectives; the firm uses fundamental analysis, asset allocation, mutual fund/ETF analysis and a long-term purchase approach. Client accounts are reviewed on a regular schedule (quarterly reviews and annual rebalancing for managed portfolios) and the firm sends annual reminders and outreach to assess changes in financial situation and suitability. The firm’s brochure discloses a disciplinary history involving a customer dispute and a regulatory matter with the Illinois Secretary of State Securities Department, a disclosure that is relatively uncommon among peers. The principal also provides tax-preparation services (about 10% of his time), a potential conflict the brochure identifies while noting clients are free to engage other providers.

To learn more about the advisors currently working at Locke Financial Services, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.