Lockerman Financial Group, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lockerman Financial Group serves individual and high‑net‑worth clients as well as trusts, estates, and charitable organizations, offering comprehensive financial planning, consulting, and discretionary investment management. The firm provides standalone written financial plans and ongoing portfolio management, and may implement client portfolios through recommended third‑party managers.
The firm’s investment process draws on multiple methods of analysis — including fundamental, technical, quantitative, sector analysis and a duration discipline — and employs a range of instruments such as individual equities, mutual funds, ETFs, and fixed income (including municipal bonds). Portfolios are monitored and rebalanced periodically, and the firm conducts initial and ongoing due diligence on third‑party managers it selects.
The brochure discloses arrangements that are less common among peers: the firm may recommend third‑party managers that offer wrap fee programs and maintains an institutional platform relationship with Fidelity while also using Schwab for custody and execution. It also discloses that representatives act as licensed insurance agents/brokers and offer insurance products, and it provides specialized services (for example, executive compensation and stock‑option planning and accommodations for clients with concentrated employer stock holdings) that distinguish its practice from many other independent advisers.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting fees charged on a flat or recurring flat fee basis, with maximum flat fees up to $125,000 and recurring flat fees up to $125,000 annually
Account minimum: $500,000 minimum relationship size or $5,000 minimum annual fee Minimum fee: Generally charge a minimum fee of $5,000 annually
Main office
4695 Macarthur Court, Suite 490
Newport Beach CA 92660
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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