Lockwood Wealth Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lockwood Wealth Strategies provides wealth management and financial planning to individuals (including high‑net‑worth clients), trusts, estates, and businesses. The firm manages approximately $80.6 million on a discretionary basis for roughly 70 clients and generally does not impose a minimum relationship size.
The adviser builds portfolios using exchange‑traded funds, low‑cost diversified mutual funds, and individual equities, and applies both fundamental and technical analysis with a primarily long‑term orientation while permitting shorter‑term trades for rebalancing or client needs. Lockwood may also recommend unaffiliated independent managers for all or part of a client’s portfolio and retains legacy positions when appropriate for portfolio fit or tax considerations, providing ongoing oversight and client communication under discretionary authority.
Founded in 2024 and led by the owner who holds a Certified Wealth Strategist credential, the firm operates as a single‑advisor practice with an institutional platform relationship that provides software and operational support through a recommended custodian; the brochure discloses these economic benefits and the adviser’s oversight of potential conflicts. The firm does not participate in wrap or soft‑dollar programs, does not accept proxy‑voting responsibility for client securities, and relies on qualified custodians for custody and fee deduction with accompanying client reporting.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $750,000: 1.15% $750,001 - $1,000,000: 1.05% $1,000,001 - $2,000,000: 0.95% $2,000,001 - $3,000,000: 0.75% $3,000,001 - $4,000,000: 0.65% $4,000,001+: Negotiable
Fee-only: Wealth management fees based on tiered schedule, no commissions
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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