A complete list of active advisors currently associated with Lockyer Investments

Warmer can help you find a great advisor at Lockyer Investments or one who fits your needs even better.

Lockyer Investments serves individual and family clients, including high-net-worth households, by providing customized investment management alongside financial planning, tax planning, cash flow analysis and retirement planning. The firm manages client accounts on a discretionary basis and typically charges percentage-of-AUM fees, with a stated account minimum of $25,000 and a small client base (nine clients with roughly $2.28 million in assets under management). The firm constructs portfolios around five defined target asset mixes (Aggressive Growth to Income), using traditional asset allocation as the benchmark while applying fundamental analysis of individual securities and macroeconomic factors to guide decisions. Portfolios are monitored with tactical rebalancing (within a 10% band) and, unusually for a small independent adviser, the firm offers a structured market-timing tool that authorizes one-level changes to a client’s target asset mix based on economic data, with recommended reversion to the long‑term mix typically within 24 months; the firm also offers a 100% bond “Income Strategy” for very low‑risk clients. Noteworthy features include the firm’s small scale (single adviser, nine clients) and its explicit, longer‑term market‑timing policy — a practice the brochure describes as more aggressive and speculative than buy‑and‑hold approaches and therefore implemented only after client consultation. The brochure also discloses a prior employment separation at a previous firm arising from alleged improper use of a planning tool, and states that the firm does not vote client proxies and relies on a single custodian relationship (Charles Schwab), including receipt of certain custodial support services.

To learn more about the advisors currently working at Lockyer Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.