L
Loop Investment Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Loop Investment Advisors LLC provides portfolio management and related financial planning services primarily for pooled investment vehicles, corporations and high‑net‑worth clients, emphasizing tailored Investment Policy Statements and ongoing portfolio monitoring. The firm documents clients’ goals, tax considerations and risk tolerance and delivers regular account reporting through custodians.
LOOP’s investment process combines multiple analysis methods — including charting, fundamental and quantitative analysis and modern portfolio theory — and may employ long‑ and short‑term trading, options, margin and short sales as part of its strategies. The firm tailors allocations (including model allocations), conducts at least quarterly reviews, and provides monthly account reports from custodians.
What distinguishes LOOP from many peers is the principal’s multiple industry roles and affiliated entities disclosed in the brochure: the firm’s designated principal is a registered representative of an affiliated broker‑dealer (RCM Securities), is an attorney, and is connected with related businesses such as RCM Risk Advisors and RCM Alternatives and several fund‑related entities. The brochure discloses these relationships (and related conflicts of interest) and notes procedural safeguards the firm follows (for example, documenting conflicts, limited custody via standing letters of authorization, and allowing both performance‑based arrangements and alternative billing in limited circumstances).
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
General retirement planning
Fee options
Financial planning fee of $1,500; flat monthly fee for portfolio management in limited circumstances (negotiable)
1.50% annually
Commissions are accepted by a registered representative of affiliated broker-dealer for sale of investment products, but not primary source of compensation
2.00% annual fee plus 20% performance fee on capital appreciation for accredited clients
Main office location
Loop Investment Advisors LLC
318 W Adams,, Floor 10
Chicago IL 60606, United States
Number of offices
1
Most active in
Loop Investment Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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