A complete list of active advisors currently associated with Lottsa Financial Services, Inc.

Warmer can help you find a great advisor at Lottsa Financial Services, Inc. or one who fits your needs even better.

Lottsa Financial Services is a fee-only advisory firm that provides discretionary investment management, financial planning, and limited hourly consultations to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts and estates. As disclosed in its brochure, the firm typically manages client accounts under written Investment Policy Statements and reported managing roughly $82.7 million on a discretionary basis as of December 31, 2025, with additional assets on non-discretionary or non-continuous mandates. The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes target asset allocation, periodic rebalancing, and long-term holdings implemented primarily through institutional no‑load mutual funds and ETFs; it generally does not engage in market timing or performance‑based fee arrangements. Lottsa also notes an affinity for Socially Responsible Investing and routinely discusses social screens (for example, pro‑environmental screens and exclusions for weapons, alcohol/tobacco/gambling/pornography) with clients, allowing clients to impose written restrictions in their IPS. Two aspects the brochure highlights as distinctive are the firm’s operational affiliations and governance structure: the majority owner has an affiliated accounting firm (Lottsa Tax and Accounting Services), which the owner may recommend to clients — a conflict the firm discloses and for which it describes client disclosure and internal education measures — and the firm discloses that its compliance oversight is limited by having the President also serve as Chief Compliance Officer with no more senior officer to supervise that person. The brochure also notes the use of custodial institutional services (including aggregated trading) and that the firm’s staff includes CFP‑credentialed professionals, which can affect service delivery and coordination for clients seeking integrated planning and investment services.

To learn more about the advisors currently working at Lottsa Financial Services, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.