A complete list of active advisors currently associated with Lotus Oak Capital Institute

Warmer can help you find a great advisor at Lotus Oak Capital Institute or one who fits your needs even better.

Lotus Oak Capital Institute is a California state‑registered, fee‑based investment adviser that provides investment advisory and financial planning services to individuals and families, business entities, and retirement plans. The firm offers discretionary portfolio management by default, modular financial planning engagements, and may make private securities available to accredited investors. The firm constructs diversified, tailored portfolios using fundamental analysis and a mix of ETFs, mutual funds, U.S. government securities, and—where suitable—individual equities, bonds, options strategies, and private investments. Managed accounts are generally custodied at Interactive Brokers and are monitored on an ongoing basis with formal reviews at least quarterly; non‑discretionary management is available by exception. Noteworthy features include retirement plan advisory capabilities—explicitly offering ERISA 3(21) and 3(38) services—which the firm discloses as part of its service menu and is less common among peers in this category. Lotus Oak also offers financial planning via fixed project fees and annual retainers in addition to percentage‑of‑AUM portfolio fees, coordinates with other professionals at clients’ request, and reports that it has recently commenced operations with approximately $15,000 in regulatory assets under management.

To learn more about the advisors currently working at Lotus Oak Capital Institute, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.