Lotzer & Co.,Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lotzer & Co., Inc. provides personalized investment management and financial planning to individuals as well as institutional and non‑profit clients, including pension and profit‑sharing plans, trusts, estates, charitable organizations, and small businesses. Its service offering includes investment supervisory services, cash‑flow and retirement planning, tax and estate planning advice, education funding guidance, and periodic net‑worth reporting.
The firm applies a strategic asset allocation with a core‑and‑satellite approach, combining direct equity selections—typically mid‑ and large‑cap stocks selected for steady cash‑flow growth and earnings predictability—with no‑load mutual funds and ETFs to add diversification and foreign-market exposure. Accounts are managed on a discretionary basis under a limited power of attorney, client objectives are documented in investment policy statements, and accounts are reviewed at least quarterly while custody remains with qualified custodians that deliver statements directly to clients.
What is noteworthy relative to many independent peers is that Lotzer & Co. regularly serves institutional clients (pension plans, banks and similar entities) in addition to individual investors, and it manages roughly $28.3 million across 104 separately managed accounts for about 45 clients on a discretionary basis. The brochure also discloses occasional access to initial public offerings, a formal business‑continuity and business‑continuation arrangement with another advisory firm, and a strictly fee‑only operating model with no commissions or finder’s fees.
Client services
Expertise
Fee options
$0 - $50,000: Minimum quarterly fee of $150 (implies higher percentage fee for smaller accounts) $50,000 - $500,000: 1.5% annually $500,001 - $2,000,000: 1.0% annually $2,000,001+: 0.75% annually
Minimum fee: Minimum annual fee of $200 for Advisory Service Agreement clients; minimum quarterly fee of $150 for accounts below $50,000, resulting in a $600 minimum annual fee Fee-only: Fee-only investment management; no commissions accepted.
Main office
Bayside WI
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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