Atlanta, GA 3343 Peachtree Road, N.E. Office

Team
Updated today
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LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 872 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

3343 Peachtree Road, N.E., Suite 700

Atlanta GA 30326

Advisors at this office

41

Advisors at this office

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Mark W

Series 66

Atlanta, GA

LPL Enterprise

Mark Walters is a Series 66-licensed financial advisor with four years of industry experience. He currently works at LPL Enterprise and previously held roles at Bank of America, Merrill, Nylife Securities, and New York Life Insurance. Outside of his advisory work, Walters also engages in rideshare driving with Lyft. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities through a network of investment adviser representatives. The firm’s investment approach is typically model-driven, utilizing portfolios developed internally and by third-party strategists, and it offers a range of financial planning, asset management, and insurance products.

Tax-loss harvesting
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David K

Series 63, Series 65

Atlanta, GA

LPL Enterprise

David Kroll is a financial advisor with LPL Enterprise in Atlanta, GA, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for over three decades before joining LPL Enterprise. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is largely model-driven, utilizing portfolios developed by internal and third-party strategists, and offers services such as financial planning, access to third-party asset managers, and affiliated trust and insurance services.

Tax-loss harvesting
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Michael S

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Michael Steck is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and possessing 43 years of industry experience. He has worked at LPL Enterprise since 2024 and was previously with Pruco Securities, LLC for 41 years. Steck is also a partner and financial professional at Cornerstone Financial Partners, LLC, where he is involved in the sales and service of insurance and investments. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a network of investment adviser representatives. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and it offers a range of financial planning, consulting, and insurance services.

Tax-loss harvesting
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Ji Young L

Series 66

Atlanta, GA

LPL Enterprise

Ji Young Lee is an advisor with LPL Enterprise holding a Series 66 designation and based in Atlanta, GA. Lee has been with LPL Enterprise since 2026 and has prior work experience with Delta Airlines and as an owner of Prompt Owl, LLC. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual investors, retirement plans, banks, and charitable entities. The firm primarily employs model-driven investment strategies and offers access to third-party asset managers, financial planning, and multiple affiliated services.

Tax-loss harvesting
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Robert G

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Robert Gaynier is a financial advisor with LPL Enterprise based in Atlanta, GA, holding Series 63 and Series 65 licenses and having 16 years of industry experience. His career includes roles at Prudential Insurance Company of America and Pruco Securities, LLC. He is also involved in a Prudential-sponsored non-variable insurance business. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Mary G

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Mary Greene is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and bringing 17 years of industry experience. She worked at Pruco Securities, LLC for 16 years before joining LPL Enterprise in 2024. Outside of her advisory role, she owns and operates two businesses: Genesis Consulting Solutions LLC and Explore The World Travel LLC, the latter focusing on travel and leisure services. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, corporations, and charitable entities. The firm employs a model-driven investment approach with access to third-party asset managers and offers services including financial planning, consulting, and participation in wrap programs.

Tax-loss harvesting
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Kelly S

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Kelly Squires is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 34 years of industry experience, including long-term roles at Prudential Insurance Company of America and Pruco Securities, LLC. He has established a financial advisory LLC in Georgia to facilitate succession planning for his business. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and wrap programs.

Tax-loss harvesting
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Austin W

CFP®, Series 66

Atlanta, GA

LPL Enterprise

Austin Willis is a CFP® and holds a Series 66 license with three years of industry experience. He is currently with LPL Enterprise in Atlanta, GA, having previously worked at Kestra Investment Services LLC and held roles in various financial and insurance-related firms. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, banks, corporations, and charitable entities. The firm uses a model-driven investment approach with access to third-party asset managers and offers financial planning, consulting, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Gregory C

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Gregory Clark is a financial advisor with LPL Enterprise in Atlanta, GA, holding Series 63 and Series 65 credentials and 29 years of industry experience. His prior work includes roles at The Prudential Insurance Company of America, PRUCO Securities, MSI Financial Services, and Eagle Strategies. Outside of his advisory role, he serves as Vice President of Institutional Advancement at Alabama State University, managing advancement operations including marketing, communications, development, and alumni relations. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a large network of investment adviser representatives. The firm emphasizes model-driven investment implementation and offers access to third-party asset managers, financial planning, and insurance products.

Tax-loss harvesting
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Sung K

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Sung Ko is a financial advisor at LPL Enterprise with 17 years of industry experience. He holds the Series 63 and Series 65 licenses. Prior to joining LPL Enterprise in 2024, he worked at Prudential Insurance Company of America and Pruco Securities, LLC from 2009 onward. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors as well as institutional clients. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product services through affiliated entities.

Tax-loss harvesting
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Konstantinos B

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Konstantinos Bozzuto is a financial advisor at LPL Enterprise with 12 years of industry experience. His background includes roles at Prudential Insurance Company of America, Pruco Securities LLC, Kaiser Permanente, and Willis Towers Watson. He is the owner of KF Benefits, LLC, a company that brokers small business employee benefits. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm utilizes model-driven investment approaches and offers access to third-party asset managers, financial planning, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Yuemei S

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Yuemei Sun is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 14 years of industry experience. She previously worked with Prudential Insurance Company of America and Pruco Securities, LLC. Sun serves as Vice President of the Association of Chinese Professionals in Atlanta, a nonprofit organization focused on membership recruitment. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Tax-loss harvesting
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Devin M

Series 66

Atlanta, GA

LPL Enterprise

Devin Mc Giboney is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he held various roles including positions at Georgia Southern University, Northwestern Mutual, and in the hospitality sector. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs.

Tax-loss harvesting
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Brian K

Series 63, Series 65

Atlanta, GA

LPL Enterprise

Brian Kazinec is a financial advisor at LPL Enterprise with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Pruco Securities, LLC for 30 years and Prudential Insurance Company of America for 39 years. His background includes experience with multiple life insurance companies. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and institutional clients, offering model-driven portfolio management, financial planning, and access to third-party asset managers through a broad network of investment adviser representatives.

Tax-loss harvesting
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Antonio E

Series 66

Atlanta, GA

LPL Enterprise

Antonio Elias Magana is a financial advisor at LPL Enterprise with five years of industry experience. He holds the Series 66 designation and has previously worked at Merrill, Bank of America, Wells Fargo, J.P. Morgan Securities, Edward Jones, and other firms. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is typically model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and it offers a range of financial planning and consulting services.

Tax-loss harvesting
View complete list of advisors at this office
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