Brooklyn, NY 35th Street Office

Tania Tavira is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. Her prior work includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, and New York Life, as well as over a decade of experience at Starbucks Coffee. LPL Enterprise, LLC serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels, offering financial planning, model portfolios, third-party asset management, and access to a broad range of financial products.

Caroline Leventhal is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 designations and bringing 16 years of industry experience. Her prior work includes roles at Pruco Securities LLC, PriceWaterhouseCoopers, and Allianz Global Investors Distributors LLC. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to model portfolios and third-party asset management programs through an integrated platform that combines advisory and brokerage services.

Rashad Smith is a financial advisor at LPL Enterprise with four years of industry experience. He holds the Series 63 and Series 66 licenses and has previously worked at Pruco Securities LLC, Stonehenge Management, Douglas Elliman, and TaskRabbit. Outside of his advisory role, he is involved with Stonehenge Management, where he interacts regularly with residents, vendors, and visitors. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels, offering financial planning, model portfolios, third-party asset management, and a range of brokerage and insurance products.

Michael Shpektorov is a Series 66-licensed financial advisor with LPL Enterprise in Brooklyn, NY. He has worked in various roles since 2014, including positions at A Friendly Face, Pro Air City, and Canco ClimateCare. Shpektorov joined LPL Enterprise in 2025 and has one year of industry experience. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios, combining adviser programs with brokerage and insurance products through its integrated platform.

Pierce Byrne is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His prior work includes roles at Park Avenue Securities, Guardian Life Insurance Company, and Kuttin Wealth Management. Byrne has also worked in education and the food service industry. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering both advisory and brokerage services. The firm employs an integrated platform that combines adviser programs with sales of financial products and provides access to model portfolios, third-party asset management, and insurance products.

Oksana Flaks is a financial advisor at LPL Enterprise with six years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Prior to her financial services career, she was engaged in homemaking for six years. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.

Andrew Shakespeare is a financial advisor with LPL Enterprise in Brooklyn, NY, holding Series 63 and Series 65 credentials and 19 years of industry experience. His prior roles include positions at JP Morgan Securities LLC, New York Life Insurance Company, MassMutual Life Insurance Company, and Equitable Advisors, LLC. LPL Enterprise serves a wide range of clients including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio management, third-party asset management, and a variety of brokerage and insurance products via an integrated platform.

Abraham Zellman is a financial advisor with LPL Enterprise, holding a Series 66 designation and three years of industry experience. His background includes roles at The Prudential Insurance Company of America and Pruco Securities LLC. Outside the financial sector, he has experience as a private tutor and a full-time caregiver. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations. The firm offers advisory and brokerage services supported by research, model portfolios, and third-party management, with an integrated platform that combines adviser programs and the sale of various financial products.

Alice Barnes is a financial advisor with LPL Enterprise and holds Series 63 and Series 66 licenses. She has 23 years of industry experience, including roles at Prudential Insurance Company of America and Pruco Securities, LLC. Barnes is also involved in non-variable insurance activities through Prudential. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory services, access to model wealth portfolios, and brokerage and insurance products through a combined advisory and brokerage platform.

Frank Wu is a financial advisor at LPL Enterprise with 35 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Prudential Insurance Company of America, PRUCO Securities, LLC, and Mass Mutual Investors Services. Outside of his advisory work, Wu is involved with a nonprofit focused on the empowerment of Asian Americans and provides Medicare health consulting. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and institutional clients. The firm offers financial planning, advisory services, and access to model portfolios and third-party asset managers through an integrated platform combining advisory and brokerage capabilities.

Lucas Duffy is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 credentials and two years of industry experience. His prior roles include positions at Aurora Capital Ventures LLC and Cantor Fitzgerald. Outside of his advisory work, he has experience in medical education and tutoring. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, consulting, and third-party asset management through advisory and brokerage channels. The firm’s integrated platform combines advisory services with brokerage and insurance products, utilizing model portfolios and third-party strategists for investment management.

Vasilios Danas is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 designations and bringing 32 years of industry experience. He has worked at Prudential Insurance Company of America since 1993 and was associated with Pruco Securities, LLC. for over three decades before joining LPL Enterprise. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management programs, and a range of brokerage and insurance products via an integrated platform.

Leonard Dewberry is a financial professional at LPL Enterprise with 16 years of industry experience. He holds Series 66 and Series 63 licenses and has worked at firms including Northwestern Mutual Investment Services, Fidelity Investments, and TIAA. Dewberry is also the owner of Flag Day International LLC, a business unrelated to investment advising. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to third-party asset management through a platform that integrates advisory programs with brokerage and insurance products.

Ardis Owens is a CFP® certificant with 20 years of industry experience, currently serving as a financial advisor at LPL Enterprise. Prior to joining LPL Enterprise in 2024, Owens held roles at The Prudential Insurance Company of America, Pruco Securities, Northwestern Mutual Investment Services LLC, and TIAA CREF advice and planning, among others. Owens is also involved with Capital Trucking Transport LLC, an active business outside the financial services sector. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through both advisory and brokerage channels. The firm offers a range of services such as financial planning, access to model wealth portfolios, third-party asset management, and brokerage and insurance products, supported by its integrated advisory platform.

Steve Ma is a financial advisor with LPL Enterprise in Brooklyn, NY, holding Series 63 and Series 65 credentials and 16 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he is involved with a healthcare exchange in Brooklyn. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, consulting, and access to model portfolios through advisory and brokerage channels, combining adviser programs with insurance sales and collateralized lending services.