Brooklyn, NY 35th Street Office

Tania Tavira is a Series 66-credentialed financial advisor with two years of industry experience, currently serving clients at LPL Enterprise in Brooklyn, NY. Her prior work includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, and New York Life. Before entering the financial services industry, she spent over a decade at Starbucks Coffee. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, and institutional clients through a large network of investment adviser representatives. The firm’s approach is model-driven, offering financial planning, access to third-party asset managers, and participation in wrap programs, alongside affiliated trust and insurance services.

Caroline Leventhal is a financial advisor with LPL Enterprise holding Series 63 and Series 66 designations and 16 years of industry experience. Her career includes roles at PriceWaterhouseCoopers, Allianz Global Investors Distributors LLC, and Merrill. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, employer-sponsored retirement plans, and corporate and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.

Rashad Smith is a financial advisor at LPL Enterprise with four years of industry experience. He holds the Series 63 and Series 66 designations. Prior to joining LPL Enterprise, he worked at Pruco Securities and has been involved with Stonehenge Management in a non-investment role that includes interacting with residents and vendors. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, and corporate and charitable entities. The firm primarily utilizes model-driven investment strategies and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Michael Shpektorov is a financial advisor at LPL Enterprise with a Series 66 designation. He joined LPL Enterprise in 2025 and has prior experience at several firms including A Friendly Face and Canco ClimateCare. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and corporate and charitable entities through a network of investment adviser representatives. The firm primarily uses model-driven investment implementation and offers financial planning, access to third-party asset managers, and participation in a wrap program.

Pierce Byrne is a financial advisor at LPL Enterprise with a Series 66 designation and less than one year of industry experience. His prior work history includes roles at Park Avenue Securities, Guardian Life Insurance Company, and Kuttin Wealth Management. He also has experience outside finance, including working at Fratellos Pizzeria and attending the University at Albany SUNY. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers, with additional services such as financial planning and insurance product facilitation.

Oksana Flaks is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and six years of industry experience. She previously worked at Prudential Insurance Company of America and Pruco Securities, LLC, and has experience in homemaking. Flaks is also involved with Prudential Sponsored Non-Variable Insurance activities. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm uses a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through affiliated entities.

Andrew Shakespeare is a financial advisor with LPL Enterprise in Brooklyn, NY, holding Series 63 and Series 65 licenses and 20 years of industry experience. His prior roles include positions at JP Morgan Securities, Equitable Advisors, and MassMutual Life Insurance Company, among others. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach, offers access to third-party asset managers, and operates an affiliated insurance agency alongside trust and lending services.

Abraham Zellman is a financial advisor at LPL Enterprise with a Series 66 designation and three years of industry experience. His prior experience includes roles at The Prudential Insurance Company of America and Pruco Securities LLC, as well as work as a full-time caregiver and private tutor. He also spent twelve years with the Oakland Unified School District. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and affiliated insurance and trust services.

Alice Barnes is a financial advisor at LPL Enterprise with 23 years of industry experience. She holds Series 63 and Series 66 licenses and has worked with Prudential Insurance Company of America since 2007. Her background includes 17 years at Pruco Securities, LLC. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors and institutional entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and a range of insurance and trust services through affiliated entities.

Frank Wu is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and 36 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, PRUCO Securities, LLC, and Mass Mutual Investors Services. Outside of advisory work, he is involved in Medicare health consulting and participates in community efforts with the Empowerment of Asian Americans nonprofit. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, and institutional entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Lucas Duffy is a financial professional at LPL Enterprise with three years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Aurora Capital Ventures and Cantor Fitzgerald. Prior to his financial services career, he was associated with Touro College of Osteopathic Medicine. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm emphasizes model-driven investment implementation and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Vasilios Danas is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with Prudential Insurance Company of America since 1993 and was affiliated with Pruco Securities, LLC. until 2024 before joining LPL Enterprise. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, employer-sponsored retirement plans, banks, and corporate and charitable entities. The firm’s investment approach is primarily model-driven, utilizing model portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to third-party asset managers, and other related services.

Leonard Dewberry is a financial professional with 16 years of industry experience, currently affiliated with LPL Enterprise. He holds Series 63 and Series 66 licenses and has worked at firms including Northwestern Mutual, Fidelity Investments, and TIAA. Outside of his advisory role, he is the business owner of Flag Day International LLC. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. Its investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers access to third-party asset managers and various financial planning services.

Ardis Owens is a CFP® with 20 years of industry experience, currently affiliated with LPL Enterprise. Owens has held roles at several firms, including The Prudential Insurance Company of America, Northwestern Mutual Investment Services LLC, and USAA Financial Planning Services. Outside of advisory roles, Owens has business interests in capital trucking transport. LPL Enterprise serves a broad range of clients, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and brokerage services through a network of investment adviser representatives.

Steve Ma is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and with 16 years of industry experience. He has worked at Prudential Insurance Company of America and Pruco Securities, LLC prior to joining LPL Enterprise. Outside of his advisory role, he is involved with a healthcare exchange business in Brooklyn, NY. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, corporate, and charitable entities through a large network of investment adviser representatives. The firm’s services include financial planning, third-party asset manager access, and model-driven investment implementation.