Cincinnati, OH Red Bank Expressway Office

Team
Updated today

Client AUM

$24,472,259,188

Clients

102,071

Advisors

3

Of 3,118 advisors across 855 offices

Location

4790 Red Bank Expressway, Suite 101

Cincinnati OH 45227

Advisors at this office

3

Advisors at this office

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Mark M

CFP®, Series 63, Series 65

Cincinnati, OH

LPL Enterprise

Mark Mrochek is a CFP® with 11 years of industry experience, currently serving as a financial advisor at LPL Enterprise. His prior experience includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Voya Financial Advisors, Inc. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients. The firm offers financial planning, advisory and brokerage services, and access to model portfolios and third-party asset management through an integrated platform that combines adviser programs with sales of financial products and lending solutions.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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James C

Series 63, Series 65

Cincinnati, OH

LPL Enterprise

James Conway Jr. is a financial advisor at LPL Enterprise with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously with Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he serves on multiple nonprofit boards in Cincinnati, including the Cincinnati Playhouse in the Park and the NAIFA Cincinnati Chapter. LPL Enterprise serves a diverse client base that includes individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, model portfolio management, third-party asset management arrangements, and insurance products, delivering investment advice primarily through its network of investment adviser representatives.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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Peter H

Series 63, Series 65

Cincinnati, OH

LPL Enterprise

Peter Henkel is a financial advisor at LPL Enterprise with 36 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Merrill and Bank of America. Henkel’s prior roles include six years at Pruco Securities and over two decades combined at Merrill and Bank of America in Cincinnati, OH. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering financial planning, advisory services, and access to various investment and insurance products through an integrated platform.

General retirement planning Tax-loss harvesting Self-Employed Founder/Business Owner
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