Cockeysville, MD Office

Team
Updated today
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LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,113

Across 867 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

303 International Cir, Ste 105

Cockeysville MD 21030

Advisors at this office

52

Advisors at this office

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Thomas J

Series 63, Series 65

Cockeysville, MD

LPL Enterprise

Thomas Jones is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and two years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Northwestern Mutual, Navy Federal Credit Union, and Sears Holding. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm’s investment approach is primarily model-driven, offering access to third-party asset managers and various financial planning services.

Tax-loss harvesting
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William H

ChFC®, Series 63, Series 65

Hunt Valley, MD

LPL Enterprise

William Hardisky is a financial advisor with LPL Enterprise who holds a ChFC® designation and has 10 years of industry experience. His prior roles include work with Prudential Insurance Company of America and Pruco Securities, LLC. Outside of finance, he is involved in coaching sports and fitness at Loyola University Maryland, the National Football League, and the Baltimore Orioles. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through an extensive network of investment adviser representatives.

Tax-loss harvesting
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Matthew B

Series 66

Cockeysville, MD

LPL Enterprise

Matthew Braerman is a financial advisor with LPL Enterprise holding a Series 66 designation and one year of industry experience. His prior work includes roles in hospitality and education. Outside of financial advising, he has worked as a bartender at Lib's Grill. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors as well as institutional clients. The firm uses model-driven investment approaches and offers access to third-party asset managers, retirement plans, and insurance products through affiliated entities.

Tax-loss harvesting
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Chris S

CFP®, Series 63, Series 65

Hunt Valley, MD

LPL Enterprise

Chris Schiesser is a financial advisor with LPL Enterprise holding a CFP® designation and Series 63 and 65 licenses. He has 12 years of industry experience, including roles at Prudential Insurance Company of America and Pruco Securities, LLC. Schiesser is also the business owner of Strategic Wealth Advisors LLC, which functions primarily as a payroll entity for his assistant. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm employs a model-driven investment approach and offers financial planning, third-party asset management access, and affiliated trust and insurance services.

Tax-loss harvesting
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Anthony B

Series 66

Cockeysville, MD

LPL Enterprise

Anthony Braglio is a financial advisor at LPL Enterprise with Series 66 credentials and one year of industry experience. His prior roles include positions at Thrivent Financial, Paramount Management Group, and founding B&B Financial Services, where he currently serves as a consultant. Outside of advising, he owns BF Smokehouse, a BBQ restaurant and country market, and serves on the board of a youth football and cheer program. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and charitable entities. The firm’s investment approach is typically model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers access to financial planning, asset managers, and wrap programs.

Tax-loss harvesting
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Katalin J

Series 63, Series 65

Cockeysville, MD

LPL Enterprise

Katalin Jambor is an advisor at LPL Enterprise with Series 63 and Series 65 licenses and nine years of industry experience. Her career includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, Bankers Life Securities, Bankers Life and Casualty, and Noushig, Inc. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm utilizes a model-driven investment approach with access to third-party asset managers and offers a range of financial planning, consulting, and insurance services.

Tax-loss harvesting
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Ryan T

Series 63, Series 65

Hunt Valley, MD

LPL Enterprise

Ryan Turner is a financial advisor at LPL Enterprise with 15 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Prudential Insurance Company of America since 2010. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and other entities through a network of investment adviser representatives. The firm utilizes model-driven investment strategies and offers access to third-party asset managers and financial planning services.

Tax-loss harvesting
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Scott S

Series 63, Series 66

Cockeysville, MD

LPL Enterprise

Scott Svensen is a financial advisor with LPL Enterprise, holding Series 63 and Series 66 licenses and four years of industry experience. His prior roles include positions at T. Rowe Price and Alps Fund Services. LPL Enterprise, LLC serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm uses model-driven investment implementation and offers financial planning, access to third-party asset managers, and participation in a wrap program, while also providing affiliated trust, insurance, and lending services.

Tax-loss harvesting
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Ryan W

Series 66

Cockeysville, MD

LPL Enterprise

Ryan Williams is a financial advisor with LPL Enterprise LLC, holding a Series 66 designation and one year of industry experience. His prior roles include positions at Centaurus Financial Inc. and Cola Wealth Advisors, each for one year. Outside of finance, he has been involved as a coach with Maryland Youth Sports Officials since 2022. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and also offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Tax-loss harvesting
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Daniel G

Series 66

Cockeysville, MD

LPL Enterprise

Daniel Gilman is a Series 66-licensed financial advisor with five years of industry experience, currently affiliated with LPL Enterprise LLC since 2025. His prior experience includes roles at Equitable Advisors, Kol Halev, and community-focused positions such as work with the Baltimore City Public School System and the Office of Congressman Dwight Evans. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm primarily uses model-driven investment approaches and offers access to third-party asset managers, financial planning, and affiliated insurance and trust services.

Tax-loss harvesting
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Andrew R

Series 66

Cockeysville, MD

LPL Enterprise

Andrew Romandino is a financial advisor at LPL Enterprise with one year of industry experience. He holds a Series 66 designation and has previously worked at firms including Falasca Mechanical and Binsky and Snyder Mechanical. Outside of his advisory role, he maintains employment with CertainTeed. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach with access to third-party asset managers and offers services such as financial planning, brokerage, and insurance product sales.

Tax-loss harvesting
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Shuo L

CFP®, Series 63, Series 66

Cockeysville, MD

LPL Enterprise

Shuo Li is a CFP® professional with nine years of experience in the financial services industry. He is currently affiliated with LPL Enterprise and has prior experience at The Prudential Insurance Co. of America, PRUCO Securities, Charles Schwab Bank, and Charles Schwab. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a large network of investment adviser representatives. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Daniel W

Series 63, Series 65

Cockeysville, MD

LPL Enterprise

Daniel Webster is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. His prior roles include long-term positions at H. Beck, Inc., Prudential Insurance Company of America, and Pruco Securities, LLC. Outside of his advisory work, he is involved with St. Ignatius Church in Hickory. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by its research department and third-party strategists, and offers access to financial planning, third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
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Nathaniel S

Series 66

Cockeysville, MD

LPL Enterprise

Nathaniel Smith is a Series 66-credentialed financial advisor with nine years of industry experience. He is currently with LPL Enterprise and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he is a business owner of NJS Capital LLC. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, and institutional entities. The firm employs a model-driven investment approach and offers financial planning, consulting, and access to third-party asset managers and wrap programs.

Tax-loss harvesting
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Gary A

Series 63, Series 65

Cockeysville, MD

LPL Enterprise

Gary Adlington is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and bringing 44 years of industry experience. He has worked extensively with Prudential Insurance Company of America since 1980 and joined LPL Enterprise in 2024. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and corporate entities. The firm employs model-driven investment implementation and offers financial planning, access to third-party asset managers, and other financial services.

Tax-loss harvesting
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