Columbia, SC Trenholm Road Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 864 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

5111 Trenholm Road, Suite 100

Columbia SC 29206

Advisors at this office

4

Advisors at this office

user avatar

Travis H

Series 63, Series 65

Columbia, SC

LPL Enterprise

Travis Hudson is a financial advisor with LPL Enterprise holding Series 63 and Series 65 licenses and 22 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of advising, he manages two real estate rental businesses in Columbia, South Carolina. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth clients, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach with access to third-party asset managers and offers additional services including financial planning and insurance product sales through affiliated entities.

Tax-loss harvesting
user avatar

Gavin R

Series 66

Columbia, SC

LPL Enterprise

Gavin Russell is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His previous roles include positions at IPA Connect and the University of South Carolina Student Success Center. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach with access to third-party asset managers and offers affiliated insurance and trust services.

Tax-loss harvesting
user avatar

Karen H

Series 63, Series 65

Columbia, SC

LPL Enterprise

Karen Horton is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and bringing 27 years of industry experience. Her career includes roles at Prudential Insurance Company of America, Pruco Securities, LLC, Capitol Securities Management, and Banc Of America Investment Services, Inc. She is based in Columbia, South Carolina. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party managers, and affiliated insurance and trust services.

Tax-loss harvesting
user avatar

Carey W

Series 65, Series 63

Columbia, SC

LPL Enterprise

Carey Washington II is a financial advisor with LPL Enterprise in Columbia, SC, holding Series 63 and Series 65 credentials and eight years of industry experience. His prior work includes roles at Wells Fargo Clearing, Wells Fargo Bank, TransAmerica, and Prudential Insurance Company of America. Outside of finance, he worked as a self-employed tennis professional for one year. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to external asset managers, and a wrap program through its network of investment adviser representatives.

Tax-loss harvesting
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