Franklin, TN Seaboard Lane Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 872 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

117 Seaboard Lane, Ste E204

Franklin TN 37067

Advisors at this office

10

Advisors at this office

user avatar

Norman J

Series 63, Series 65

Franklin, TN

LPL Enterprise

Norman Jordan is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities LLC, and Morgan Stanley. Outside of finance, he serves as a color analyst for Vanderbilt football radio broadcasts. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and various insurance and trust-related services.

Tax-loss harvesting
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William W

Series 66

Franklin, TN

LPL Enterprise

William Webster is a financial advisor with LPL Enterprise, holding a Series 66 designation and two years of industry experience. He previously worked at Equitable Advisors, LLC and has a background that includes roles outside the financial industry such as at Walmart and Vanderbilt University Medical Center. LPL Enterprise serves a diverse client base including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, and it offers financial planning, access to third-party asset managers, and a variety of brokerage and insurance-related services.

Tax-loss harvesting
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Haymanot B

Series 66

Franklin, TN

LPL Enterprise

Haymanot Bekele is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning their advisory career in 2026. Prior to joining LPL Enterprise, Bekele has experience working with the Tennessee Army National Guard, Aramark, Middle Tennessee State University, and other organizations. Bekele's background includes military service and roles in both corporate and educational settings. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm emphasizes model-driven investment implementation and offers access to third-party asset managers, financial planning, and various affiliated financial services.

Tax-loss harvesting
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Jonathan J

Series 66

Franklin, TN

LPL Enterprise

Jonathan Jones is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he held positions at CubeSmart, EM Protective Services, Pinnacle Roofs Plus, and worked at the University of Tennessee at Chattanooga. LPL Enterprise provides investment advisory and brokerage services to a diverse client base that includes individual and high-net-worth investors, employer-sponsored retirement plans, banks, and corporate and charitable entities. The firm employs a model-driven investment approach utilizing portfolios developed by LPL’s Research Department and third-party strategists, and offers services such as financial planning, access to third-party asset managers, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
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Harold J

CFP®, Series 63, Series 65

Franklin, TN

LPL Enterprise

Harold Jackson II is a CFP® professional with 36 years of industry experience. He is currently with LPL Enterprise and has previously worked at Prudential Insurance Company of America, Pruco Securities, Raymond James & Associates, Wells Fargo Clearing, and Citigroup Global Markets. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers and financial planning services.

Tax-loss harvesting
user avatar

Justin H

Series 63, Series 66

Franklin, TN

LPL Enterprise

Justin Harnick is a financial advisor with LPL Enterprise LLC, holding Series 63 and Series 66 licenses and having two years of industry experience. Prior to joining LPL Enterprise in 2026, he worked at NYLIFE Securities LLC and New York Life Insurance Company from 2024 to 2026, and Bankers Life from 2023 to 2024. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through affiliated entities.

Tax-loss harvesting
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Catherine O

Series 63, Series 65

Franklin, TN

LPL Enterprise

Catherine Oconnor is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 designations and bringing 41 years of industry experience. She previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for over three decades. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, retirement plans, and institutional entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.

Tax-loss harvesting
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Thomas L

Series 63, Series 65

Franklin, TN

LPL Enterprise

Thomas Lee is an advisor with LPL Enterprise in Franklin, TN, holding Series 63 and Series 65 credentials and one year of industry experience. His prior work includes positions at Walmart, Bankers Life Insurance, Another Broken Egg, and Parrains Seafood. LPL Enterprise provides investment advisory and brokerage services to individuals, high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm utilizes model-driven investment approaches and offers financial planning, third-party asset management access, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
user avatar

Dean P

Series 66

Franklin, TN

LPL Enterprise

Dean Patton is a financial advisor with LPL Enterprise and holds a Series 66 designation. He has one year of industry experience and prior work history in firms including Forvis Mazars and Healthcare Corporation of America. Outside of financial advising, he teaches at Williamson College. LPL Enterprise provides investment advisory and brokerage services to a diverse client base such as individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs a model-driven investment approach using portfolios developed by internal and third-party strategists and offers additional services including financial planning, insurance product facilitation, and affiliated trust and lending programs.

Tax-loss harvesting
user avatar

John F

Series 63, Series 65

Franklin, TN

LPL Enterprise

John Fair is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and one year of industry experience. Prior to joining LPL Enterprise, he worked at Financial & Tax Architects, Asure Software, Vestwell, Human Interest, Paychex, and AT&T. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base including individual investors, employer-sponsored retirement plans, banks, and charitable entities. The firm primarily uses model-driven investment strategies and offers access to third-party asset managers and financial planning services.

Tax-loss harvesting
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