Las Vegas, NV Office
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LPL Enterprise
Institution
Firm-wide stats for LPL Enterprise
About
LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.
Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.
Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.
Based on LPL Enterprise
Location
Las Vegas NV
Advisors at this office
4
Advisors at this office
Valerie L
Verified by Warmer
Series 65, CFP®, Series 7, ChFC®
Las Vegas, NV
LPL Enterprise
Valerie Lee is a financial advisor at LPL Enterprise and Prudential Financial. She holds a CFP, Series 7, and Series 65. LPL Enterprise provides advisory services through a large network of representatives serving individuals, retirement plans, charitable organizations, and corporate clients. The firm offers financial planning, access to model wealth portfolios, and third-party asset management programs, combining advisory and brokerage services.
Kirsten G
Series 63, Series 66
Las Vegas, NV
LPL Enterprise
Kirsten Garlock is a financial advisor with LPL Enterprise in Las Vegas, NV, holding Series 63 and Series 66 designations and with one year of industry experience. Prior to joining LPL Enterprise in 2026, she worked at Credit One Bank from 2017 to 2025. LPL Enterprise, LLC provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily uses model-driven investment implementation and offers financial planning, access to third-party asset managers, and participation in a wrap program, while also providing affiliated trust custody, insurance services, and a collateralized lending program.
Marc C
Series 63, Series 65
Las Vegas, NV
LPL Enterprise
Marc Clark Jr. is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and one year of industry experience. His prior roles include positions at MML Investors Services, MassMutual Life Insurance, New York Life Insurance Company, and several hospitality and service businesses. He also maintains an outside insurance sales role as an insurance broker for life, disability, long-term care, fixed annuities, and health products. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a network of investment adviser representatives. The firm employs a model-driven approach to investment implementation and offers access to third-party asset managers, financial planning, and insurance products via affiliated entities.
William E
Series 63, Series 65
Las Vegas, NV
LPL Enterprise
William Evans III is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 licenses and has seven years of industry experience. His prior roles include positions at DelMorgan & Co, AviSight, and Access Health Ventures, as well as a period of self-employment. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm typically employs model-driven investment implementation and offers access to third-party asset managers, financial planning, and affiliated trust and insurance services.
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