Louisville, KY Shelbyville Road Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 872 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

9300 Shelbyville Road, Suite 900

Louisville KY 40222

Advisors at this office

11

Advisors at this office

user avatar

Haley T

Series 66

Louisville, KY

LPL Enterprise

Haley Turner is a financial advisor at LPL Enterprise with a Series 66 designation and two years of industry experience. Prior to joining LPL Enterprise, she held roles at The Prudential Insurance Company of America and Pruco Securities LLC. Outside of financial services, she has been involved with the University of Kentucky’s Residence Life and tutoring programs for University of Kentucky Athletics. LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm uses model-driven investment implementation and offers financial planning, access to third-party asset managers, and a wrap program, while also facilitating insurance product sales through affiliated entities.

Tax-loss harvesting
user avatar

Kimble J

Series 63

Louisville, KY

LPL Enterprise

Kimble Johnson is a financial advisor at LPL Enterprise with 41 years of industry experience. He holds a Series 63 designation and has worked at firms including Centaurus Financial, LPL Financial, and Waddell & Reed. Outside of his advisory role, Johnson is self-employed as a life, health, and accidental insurance agent and operates Virtual Pensions Group, Inc. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and institutional clients. The firm’s investment approach is primarily model-driven, offering financial planning, access to third-party asset managers, and a wrap program, with notable involvement in non-securities services such as trust custody and affiliated insurance.

Tax-loss harvesting
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Caleb R

Series 63, Series 65

Louisville, KY

LPL Enterprise

Caleb Riley is a financial advisor at LPL Enterprise with Series 63 and Series 65 credentials and seven years of industry experience. He has held roles at several firms, including Prudential Insurance Company of America and Burlington Alliance Capital Management. Outside of finance, Riley works as a sports official in Louisville, KY. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and corporate entities. The firm’s investment approach is typically model-driven, offering financial planning, access to third-party asset managers, and a wrap program known as Model Wealth Portfolios.

Tax-loss harvesting
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Don H

Series 66

Louisville, KY

LPL Enterprise

Don Hart is a financial advisor with LPL Enterprise, holding a Series 66 designation and bringing 14 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, and other financial firms. In addition to his advisory work, he has served as a sports announcer for the University of Kentucky Athletics Department and other sports organizations since 2000. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and it also offers access to various financial planning, insurance, and affiliated trust services.

Tax-loss harvesting
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Wade W

Series 66

Louisville, KY

LPL Enterprise

Wade White II is a financial advisor with LPL Enterprise LLC, holding a Series 66 designation and starting his industry career in 2026. He has experience working with Upward Bound TRIO Program and Morehead State University. Outside of finance, he is involved in entrepreneurial activities through D&W Window Cleaning LLC. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and corporate entities. The firm primarily uses model-driven investment implementation and offers financial planning, consulting, and access to third-party asset managers.

Tax-loss harvesting
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Charles S

Series 66

Louisville, KY

LPL Enterprise

Charles Satram is a financial advisor with LPL Enterprise and holds the Series 66 designation. He has two years of industry experience, including roles at The Prudential Insurance Company of America and Pruco Securities LLC. His background also includes military service in the U.S. Army and academic positions at the University of Louisville and Keiser University. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in a wrap program, while also facilitating insurance product sales through affiliated entities.

Tax-loss harvesting
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Ethan P

Series 66

Louisville, KY

LPL Enterprise

Ethan Puffer is a financial advisor at LPL Enterprise with a Series 66 designation and less than one year of industry experience. His prior work includes roles outside finance, such as managing APHIX Lawn Services and working at BrightSpring Health Care and Polo Fields Country Club. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, and corporate entities. The firm employs model-driven investment strategies developed by internal and third-party portfolio strategists and offers financial planning, access to third-party asset managers, and affiliated non-securities services.

Tax-loss harvesting
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Laneetra M

Series 66

Louisville, KY

LPL Enterprise

Laneetra Miller is a financial advisor with LPL Enterprise and holds a Series 66 designation. She has one year of industry experience, including prior roles at Pruco Securities LLC and operating The Miller's Wealth Management. Outside of advising, she is also a licensed mortgage loan originator based in Louisville, KY. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a large network of investment adviser representatives. The firm typically uses model-driven portfolios developed by internal and third-party strategists and offers financial planning, access to third-party asset managers, and insurance product facilitation.

Tax-loss harvesting
user avatar

Whitney M

Series 66

Louisville, KY

LPL Enterprise

Whitney Mcnicol is a financial advisor at LPL Enterprise with 10 years of industry experience and holds a Series 66 designation. Prior to joining LPL Enterprise, Whitney worked at several firms including Cetera Wealth Services and First Allied Advisory Services. Outside of financial advising, Whitney is involved in multiple music-related ventures, including ownership and management roles in retail music stores and a marketing firm serving musicians, as well as serving as a board member for a charitable foundation. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable organizations. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, offering financial planning, access to external asset managers, and participation in wrap programs.

Tax-loss harvesting
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John P

Series 63, Series 65

Louisville, KY

LPL Enterprise

John Piascik is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 licenses. He has 10 years of industry experience, including prior roles at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory work, he serves as a caddy at Valhalla Golf Club, assisting golfers with reading greens and club selection. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs a primarily model-driven investment approach and offers access to third-party asset managers and other financial services.

Tax-loss harvesting
user avatar

Nancy A

CFP®, Series 63, Series 65

Louisville, KY

LPL Enterprise

Nancy Ary is a Certified Financial Planner (CFP®) with 31 years of industry experience. She is currently with LPL Enterprise and has held prior roles at Prudential Insurance Company of America, Pruco Securities, LLC, and Fifth Third Securities, Inc. Ary is also active as a health insurance agent. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm emphasizes model-driven investment implementation and offers access to third-party asset managers and insurance products through affiliated entities.

Tax-loss harvesting
View complete list of advisors at this office
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