Naples, FL Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,115

Across 864 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

Naples FL

Advisors at this office

6

Advisors at this office

user avatar

Mark S

Series 63, Series 65

Naples, FL

LPL Enterprise

Mark Sears is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. His career includes roles at The Prudential Insurance Company of America, Pruco Securities LLC, New England Securities, Equitable Advisors, and Thrivent Investment Management. LPL Enterprise serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily implements investment strategies through model-driven portfolios developed by LPL’s Research Department and third-party portfolio strategists, offering financial planning, access to asset managers, and insurance product facilitation through affiliated entities.

Tax-loss harvesting
user avatar

Mark L

Series 63, Series 65

Naples, FL

LPL Enterprise

Mark Laviola is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 licenses and has 21 years of industry experience. He previously worked at The Prudential Insurance Company of America and Pruco Securities, LLC from 2004 to 2022 before joining LPL Enterprise in 2024. He is involved with Montville Group Insurance & Financial Services, a DBA related to his LPL business. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, and institutional clients. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and it offers financial planning, access to third-party asset managers, and insurance products through affiliated entities.

Tax-loss harvesting
user avatar

David F

Series 66, Series 65

Naples, FL

LPL Enterprise

David Foad is a financial advisor with LPL Enterprise, holding Series 65 and Series 66 licenses and 23 years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, and Wells Fargo Bank, among others. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a large network of investment adviser representatives. The firm’s investment approach is typically model-driven and includes access to third-party managers, financial planning, and a variety of affiliated non-securities products and services.

Tax-loss harvesting
user avatar

Mark C

CFP®, Series 63, Series 65

Naples, FL

LPL Enterprise

Mark Carroll is a CFP® certificant with 32 years of industry experience currently affiliated with LPL Enterprise. He has worked with Prudential Insurance Company of America since 1994 and held a role at Pruco Securities, LLC for 30 years. Carroll operates his financial planning practice from a condominium unit he owns in Prospect, Kentucky. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, employer-sponsored retirement plans, banks, and corporate and charitable entities through a large network of investment adviser representatives. The firm uses a model-driven investment approach and offers access to third-party asset managers, financial planning, and a wrap program.

Tax-loss harvesting
user avatar

Timothy M

Series 63, Series 65

Naples, FL

LPL Enterprise

Timothy Mclaughlin is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC for nearly four decades before joining LPL Enterprise. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm utilizes model-driven investment implementation and offers access to third-party asset managers, financial planning, and non-securities products such as trust custody and insurance services.

Tax-loss harvesting
user avatar

Eric T

Series 63, Series 65

Naples, FL

LPL Enterprise

Eric Thompson is a financial advisor at LPL Enterprise with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America, Pruco Securities, New England Securities, and Ameritas Investment Company. Outside of his advisory work, he has been employed as an Uber driver and works as an outboard motor marine mechanic. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, corporate, and charitable entities through a wide network of investment adviser representatives. The firm employs a model-driven investment approach with access to third-party asset managers and offers a range of financial planning, consulting, and insurance services.

Tax-loss harvesting
View complete list of advisors at this office
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