Paramus, NJ Woodland Avenue Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,113

Across 866 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

1 Woodland Avenue, 2nd Floor

Paramus NJ 07652

Advisors at this office

7

Advisors at this office

user avatar

Christopher L

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Christopher Leckenby is a financial advisor at LPL Enterprise with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of advising, he is involved as an investor representative with Jewelers Mutual Group, a property and casualty firm. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through its affiliated entities.

Tax-loss harvesting
user avatar

Michael R

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Michael Rosero Jr. is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and over 25 years of industry experience. His prior roles include positions at JPMorgan Securities, Key Client Fiduciary Advisors, and The Prudential Insurance Company of America. He was also involved in a commercial cleaning business from 2019 to 2022. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a large network of investment adviser representatives. The firm utilizes model-driven investment implementation and offers financial planning, access to third-party asset managers, and participation in a wrap program among other services.

Tax-loss harvesting
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James B

Series 63, Series 65

Paramus, NJ

LPL Enterprise

James Beale Sr. is a financial advisor at LPL Enterprise with seven years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Pruco Securities, LLC and Prudential Insurance Company of America. Outside of his advisory role, he is involved in Prudential-sponsored non-variable insurance activities. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individuals, high-net-worth investors, and institutional clients. The firm employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through affiliated entities.

Tax-loss harvesting
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Jacob S

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Jacob Stromer is a financial advisor with LPL Enterprise who holds Series 63 and Series 65 licenses and has 41 years of industry experience. He has worked with Prudential Insurance Company of America since 1984 and was with Pruco Securities, LLC from 1984 to 2024 before joining LPL Enterprise in 2024. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs.

Tax-loss harvesting
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David F

Series 63, Series 65

Paramus, NJ

LPL Enterprise

David Friedman is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and having 20 years of industry experience. His prior roles include long-term positions at Prudential Insurance Company of America and Pruco Securities, LLC. He also serves as a power of attorney for his immediate family’s estate and works as an employee benefits broker and property and casualty insurance agent. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, as well as institutional clients such as retirement plans and charitable entities. The firm employs a model-driven investment approach, offers access to third-party asset managers and wrap programs, and maintains a notable presence in non-securities products and affiliated insurance services.

Tax-loss harvesting
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Frank S

Series 63, Series 65

Paramus, NJ

LPL Enterprise

Frank Scozzafava is a financial advisor with LPL Enterprise holding Series 63 and Series 65 registrations and over 33 years of industry experience. He has worked at Prudential Insurance Company of America since 1993 and has been with LPL Enterprise since 2024. Outside of advisory work, he is involved in health and disability insurance sales through affiliated organizations. LPL Enterprise, LLC provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and corporate and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs, while also facilitating insurance product sales through affiliated entities.

Tax-loss harvesting
user avatar

Ian S

Series 66

Paramus, NJ

LPL Enterprise

Ian Smolinski is a financial advisor with LPL Enterprise, holding a Series 66 designation and one year of industry experience. His prior roles include positions at JPMorgan Chase & Co. and Prudential Insurance Co. Outside of advisory work, he is involved with E2 Project Management LLC. LPL Enterprise serves a diverse client base including individual and high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is model-driven, utilizing portfolios developed by LPL’s Research Department and third-party strategists, with advisory services that include financial planning and access to third-party asset managers.

Tax-loss harvesting
View complete list of advisors at this office
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