Sioux City, IA Office
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LPL Enterprise
Institution
Firm-wide stats for LPL Enterprise
About
LPL Enterprise, LLC serves a broad mix of clients — individuals (including high‑net‑worth clients), retirement plans, charitable organizations, corporations and other institutional clients — through both advisory and brokerage channels. Its services include financial planning and consulting, access to LPL’s Model Wealth Portfolios wrap program, third‑party asset management (TAMP) arrangements, and the ability to purchase a range of brokerage and insurance products through its broker‑dealer and affiliated insurance entity.
Investment advice is delivered primarily by investment adviser representatives (IARs) who use LPL’s research, model portfolios and third‑party portfolio strategists; MWP accounts provide discretionary implementation by LPL, while many TAMP arrangements are managed by third‑party sponsors or subadvisors. Financial planning engagements are typically non‑discretionary, point‑in‑time consultations, and IARs assist clients with program selection, account setup and ongoing monitoring where appropriate.
What is noteworthy relative to many peers is the firm’s integrated platform that combines adviser programs with active sales of other financial products — including insurance through an affiliated agency — and its role in LPL’s collateralized lending program (including the Secured Credit Account) where LPL may act as lender. The firm relies on co‑investment and referral relationships with TAMP sponsors and affiliated trust custodians rather than offering a standalone formal selection‑of‑other‑advisers service, and it discloses actual performance and third‑party ratings while not presenting hypothetical performance in its materials.
Based on LPL Enterprise
Location
4300 S. Lakeport, Suite 105
Sioux City IA 51106
Advisors at this office
4
Advisors at this office
William G
Series 63, Series 65
Sioux City, IA
LPL Enterprise
William Garvey Jr. is a financial advisor at LPL Enterprise with 13 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Garvey serves as a board member of the South Sioux City Athletic Booster Club. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutions through advisory and brokerage channels. The firm offers financial planning, consulting, and access to model portfolio programs, combining adviser-led services with brokerage and insurance product offerings.
Phillip E
Series 63, Series 65
Sioux City, IA
LPL Enterprise
Phillip Elder is a financial advisor with LPL Enterprise and holds Series 63 and Series 65 designations. He has 39 years of industry experience, including over 38 years at Pruco Securities, LLC and Prudential Insurance Company of America. Elder is also involved in non-variable insurance activities through his own agencies in Sioux City and Sergeant Bluff, Iowa. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, and corporations, providing financial planning, consulting, and access to model portfolios and third-party asset management. The firm combines advisory services with brokerage and insurance product offerings through an integrated platform.
Mary M
Series 66
Sioux City, IA
LPL Enterprise
Mary Mcdonald is a financial advisor with LPL Enterprise and holds a Series 66 designation. She has three years of industry experience, including prior roles at The Prudential Insurance Company of America and Pruco Securities LLC. Before entering the financial services industry, she worked for over two decades at Winnavegas Casino. In addition to her advisory work, she is involved in Medicare supplement and drug card sales as part of a non-variable insurance business. LPL Enterprise serves a diverse client base, including individuals, retirement plans, charitable organizations, corporations, and institutional clients, offering advisory and brokerage services. The firm combines financial planning, model portfolios, and third-party asset management through an integrated platform that also includes insurance products and collateralized lending programs.
Donna L
Series 63, Series 65
Sioux City, IA
LPL Enterprise
Donna Leekley Garvey is a financial advisor with LPL Enterprise, holding Series 63 and Series 65 licenses and bringing 44 years of industry experience. She has worked at Prudential Insurance Company of America since 1977 and joined LPL Enterprise in 2024. LPL Enterprise serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, and institutional clients through advisory and brokerage channels. The firm offers financial planning, access to model wealth portfolios, third-party asset management, and a range of brokerage and insurance products.
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