St Louis Park, MN Office

Team
Updated today
LPL Enterprise logo

LPL Enterprise

Institution

Firm-wide stats for LPL Enterprise

Total advisors

3,113

Across 865 offices

Clients per advisor

33 Very Low

Avg AUM per client

$239,757 Very Low

HNW client ratio

22% Typical

About

LPL Enterprise, LLC provides investment advisory and brokerage services to a broad client base that includes individual and high‑net‑worth investors, employer-sponsored retirement plans, banks, corporate and charitable entities through a network of investment adviser representatives (IARs). Services described in the brochure include financial planning and consulting, access to third‑party asset managers and TAMPs, and participation in the Model Wealth Portfolios wrap program; LPLE also operates as a broker‑dealer and facilitates insurance product sales through affiliated entities.

Investment implementation is typically model‑driven: LPLE and its IARs use model portfolios developed by LPL’s Research Department, third‑party Portfolio Strategists, or TAMP sponsors, with discretionary authority granted for MWP and, as specified, to TAMP sponsors or subadvisors. Financial planning engagements are generally point‑in‑time and non‑discretionary, and the firm does not accept performance‑based fees.

Noteworthy differences from many peers include LPLE’s prominent role in non‑securities products and services disclosed in the brochure — affiliated trust custody and trustee services (PTC and FTC), an affiliated insurance agency that receives commissions, and participation in a collateralized lending program (LPL’s Secured Credit Account) in which LPL may act as lender. The brochure also makes clear that LPLE primarily provides access to and referrals for third‑party managers rather than operating a formal “selection of other advisers” program, and its disclosures do not include hypothetical performance presentations.

Based on LPL Enterprise

Expertise

Tax-loss harvesting

Based on LPL Enterprise

Location

600 Highway 169 S, Suite 1000

St Louis Park MN 55426

Advisors at this office

39

Advisors at this office

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Umesh N

Series 66

St Louis Park, MN

LPL Enterprise

Umesh Nagargoje is a financial advisor with LPL Enterprise, holding a Series 66 designation and beginning his advisory career in 2026. Prior to this role, he was associated with Thrivent Financial and Thrivent Investment Management Inc. outside the financial industry, Nagargoje is a business owner of The Fiscals Mart LLC and operates a personal business under his name. LPL Enterprise, LLC provides investment advisory and brokerage services to a wide client base, including individuals, high-net-worth investors, and institutional entities. The firm primarily employs a model-driven investment approach utilizing portfolios developed by LPL’s research and third-party strategists, and it offers additional services such as financial planning, third-party asset manager access, and affiliated insurance and trust services.

Tax-loss harvesting
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Chase C

Series 66

St Louis Park, MN

LPL Enterprise

Chase Cardinal is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. Prior to joining LPL Enterprise, he held positions at Nfp, Menards, Uber Eats, the University of Minnesota Duluth, and Forkless. LPL Enterprise provides investment advisory and brokerage services to a diverse range of clients including individual investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and an affiliated insurance agency among its services.

Tax-loss harvesting
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Melvin E

Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Melvin Evans Jr is a financial advisor at LPL Enterprise with Series 63 and Series 65 licenses and three years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, PRUCO Securities, LLC, and Bankers Life in various capacities over more than a decade. Outside of his advisory work, he owns Melvin Evans Insurance LLC, which offers Medicare Advantage and Medicare supplement plans to eligible beneficiaries. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, and institutional entities. The firm primarily uses model-driven portfolios developed by LPL’s Research Department and third-party strategists, and it offers access to third-party asset managers and insurance products through affiliated entities.

Tax-loss harvesting
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Grant M

Series 66

St Louis Park, MN

LPL Enterprise

Grant Mc Elroy is a financial advisor at LPL Enterprise with a Series 66 designation and one year of industry experience. His background includes work at Bayerische Motoren Werke AG (BMW) and multiple roles affiliated with Saint John's University and the College of Saint Benedict. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individual investors, retirement plans, and charitable entities, using model-driven investment approaches developed by LPL’s Research Department and third-party strategists. The firm also offers financial planning, access to third-party asset managers, and participation in a wrap program, alongside affiliated insurance and trust services.

Tax-loss harvesting
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Timothy S

ChFC®, Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Timothy Sellner is a financial advisor with LPL Enterprise in St. Louis Park, MN, holding the ChFC® designation along with Series 63 and 65 licenses. He has 46 years of industry experience, including extensive tenure at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he serves as a trustee managing a family trust and holds power of attorney responsibilities for a family member. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a large network of investment adviser representatives. The firm’s investment approach is primarily model-driven, utilizing portfolios developed internally and by third-party strategists, with a focus on providing access to third-party asset managers and affiliated insurance and trust services.

Tax-loss harvesting
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John D

Series 63, Series 65

St Louis Park, MN

LPL Enterprise

John Dubbe is a financial advisor at LPL Enterprise with nine years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of his advisory role, he operates John Dubbe Realty and is involved in soliciting disability insurance business through the Eugene Cohen Agency. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm’s investment approach is primarily model-driven, offering access to third-party asset managers and financial planning services.

Tax-loss harvesting
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Madeline D

Series 66

St Louis Park, MN

LPL Enterprise

Madeline Doyle is a financial advisor at LPL Enterprise with one year of industry experience. She holds the Series 66 designation and has a background that includes outside employment with Day Block Brewing. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, and other entities. The firm utilizes model-driven investment strategies and offers financial planning, access to third-party asset managers, and insurance product sales through affiliated entities.

Tax-loss harvesting
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Andrew G

CFP®, Series 66

St Louis Park, MN

LPL Enterprise

Andrew Groebner is a CFP® with 12 years of industry experience, currently affiliated with LPL Enterprise. He previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. He is also involved with non-variable insurance activities through the Eugene Cohen Agency and Prudential-sponsored business. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm’s model-driven investment approach incorporates portfolios from internal research and third-party strategists, while also offering financial planning, access to third-party asset managers, and affiliated insurance and trust services.

Tax-loss harvesting
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Brian O

Series 66

St Louis Park, MN

LPL Enterprise

Brian Oehler is a Series 66-registered financial advisor with LPL Enterprise. He has been with LPL Enterprise since 2026 and has prior experience in consulting and technology firms including Pioneer Management Consulting and Perficient Inc. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients including individuals, high-net-worth investors, retirement plans, banks, and corporate and charitable entities. The firm employs model-driven investment approaches, offers financial planning, and facilitates access to third-party asset managers and insurance products through affiliated entities.

Tax-loss harvesting
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Justin S

Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Justin Swaggert is a financial advisor at LPL Enterprise with 11 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Prudential Insurance Company of America and Pruco Securities, LLC. He also serves as power of attorney for his spouse in a fiduciary capacity. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and charitable entities through a network of investment adviser representatives. The firm primarily employs a model-driven investment approach and offers access to third-party asset managers, financial planning, and insurance products through affiliated entities.

Tax-loss harvesting
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James H

Series 66

St Louis Park, MN

LPL Enterprise

James Harrison Griffin is a financial advisor at LPL Enterprise with a Series 66 credential and less than one year of industry experience. Prior to joining LPL Enterprise, his work history includes various roles primarily outside the financial sector, including positions at the University of Minnesota and youth sailing programs. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, and charitable entities. The firm employs a model-driven investment approach using portfolios developed by LPL’s Research Department and third-party strategists, and offers financial planning, access to third-party asset managers, and trustee services.

Tax-loss harvesting
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Rebekah C

Series 66

St Louis Park, MN

LPL Enterprise

Rebekah Carpenter is a financial advisor at LPL Enterprise with a Series 66 credential and one year of industry experience. Her prior work includes roles at The Prudential Insurance Company of America, Pruco Securities, LLC, Bankers Life, and Coloplast. Outside of her advisory work, she is involved with The Healing Platform, a direct sales business, and Veritas Insurance Advisors, which focuses on Medicare Advantage and supplemental insurance plans. LPL Enterprise provides investment advisory and brokerage services to a diverse client base, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm employs a model-driven investment approach and offers financial planning, third-party asset management access, and insurance products through affiliated entities.

Tax-loss harvesting
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Kurt M

Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Kurt Marple is a financial advisor at LPL Enterprise with 21 years of industry experience. He holds the Series 63 and Series 65 licenses and has prior experience with Prudential Insurance Company of America and PRUCO Securities, LLC. Marple is also involved in annuity sales and advisory services as a Prudential statutory agent. LPL Enterprise provides investment advisory and brokerage services to individual and high-net-worth investors, retirement plans, banks, and corporate and charitable entities through a network of investment adviser representatives. The firm employs a model-driven investment approach and offers access to third-party asset managers and insurance products through affiliated entities.

Tax-loss harvesting
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Emmy M

CFP®, Series 63, Series 65

St Louis Park, MN

LPL Enterprise

Emmy Mastel is a CFP® professional with 30 years of industry experience, currently serving as an advisor at LPL Enterprise since 2024. Prior to joining LPL Enterprise, she spent nearly three decades at Prudential Insurance Company of America and Pruco Securities, LLC. Outside of her advisory role, she is involved in a real estate rental business in Big Sky, Montana, alongside Timothy Mastel. LPL Enterprise provides investment advisory and brokerage services to a diverse client base including individual and high-net-worth investors, retirement plans, and corporate and charitable entities. The firm typically employs a model-driven investment approach and offers financial planning, access to third-party asset managers, and participation in wrap programs, with additional services in affiliated trust custody, insurance, and lending.

Tax-loss harvesting
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Charles L

Series 66

St Louis Park, MN

LPL Enterprise

Charles Leflar is a financial advisor at LPL Enterprise with 19 years of industry experience and holds a Series 66 designation. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and Gradient Securities over the past 14 years. He also offers fixed insurance products through Crump as part of his outside business activities. LPL Enterprise provides investment advisory and brokerage services to a range of clients including individuals, high-net-worth investors, and institutional entities, utilizing a model-driven investment approach supported by third-party asset managers and proprietary research.

Tax-loss harvesting
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