Albuquerque, NM 9400 Holly Ave NE Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,462 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

9400 Holly Ave NE, Bldg #4

Albuquerque NM 87122

Advisors at this office

5

Advisors at this office

user avatar

Cris G

Series 65, Series 63

Albuquerque, NM

LPL Financial

Cris Giron is a financial advisor with LPL Financial and holds the Series 65 and Series 63 designations. He has 28 years of experience in the industry, including prior roles at VOYA Financial Advisors and as owner of Insight Financial Services, Inc. and Legacy Financial Group. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and asset management solutions, supported by both proprietary research and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Edwin F

PFS™, Series 63, Series 65

Albuquerque, NM

LPL Financial

Edwin Fernandez is a financial advisor with LPL Financial in Albuquerque, NM, holding a PFS™ designation along with Series 63 and Series 65 licenses. He has 26 years of industry experience and has previously worked with VOYA Financial Advisors. Outside of advisory work, he operates a CPA practice under Fernandez Financial Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, and institutional platforms, with advisory services delivered through a broad network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Antavius G

Series 66

Albuquerque, NM

LPL Financial

Antavius Greathouse is a Series 66 licensed advisor with 12 years of industry experience, currently affiliated with LPL Financial in Albuquerque, NM. His prior experience includes roles at Voya Financial Advisors, Inc., Morgan Stanley, and Albuquerque Public Schools. Outside of his advisory work, he serves on the board of the New Mexico Black Leadership Council and is involved with Mockingbird Fashion House. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers various financial planning and portfolio management solutions supported by technology tools and oversees a large network of advisors and substantial discretionary assets.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Mario T

Series 65, Series 63

Albuquerque, NM

LPL Financial

Mario Torres is a financial advisor with LPL Financial, holding Series 65 and Series 63 credentials and 11 years of industry experience. He previously worked at Voya Financial Advisors, Inc. for seven years before joining LPL Financial. Outside of his advisory role, he is involved with Non-Variance Insurance in Albuquerque, NM. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment services through a network of over 22,800 advisors and utilizes both proprietary research and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Melissa D

Series 66

Albuquerque, NM

LPL Financial

Melissa Dean is a Series 66-registered advisor with LPL Financial in Albuquerque, NM, with a combined 13 years of experience at Legacy Financial Group and Voya Financial Advisors alongside her current role since 2022. She has worked in the financial advisory industry since 2013. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of financial planning and investment management services, including access to third-party asset management and institutional platforms, supported by technology tools for operational and research purposes.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
View complete list of advisors at this office
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