Allen, TX S Watters Rd Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,923

Across 10,511 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

790 S Watters Rd Ste 100

Allen TX 75013

Advisors at this office

5

Advisors at this office

user avatar

Seth S

CFP®, Series 66

Allen, TX

LPL Financial

Seth Sartain is a CFP®-designated financial advisor with LPL Financial in Allen, TX, with seven years of industry experience. Prior to joining LPL Financial, he worked six years at Lovejoy Independent School District. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions through a large network of investment adviser representatives. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by advanced tools for operational and research purposes.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Maddock M

CFP®, Series 66

Allen, TX

LPL Financial

Maddock May is a CFP® with three years of industry experience, currently serving as an advisor at LPL Financial. Prior to joining LPL, May worked at Moss, Luse & Womble, LLC for five years and has academic experience with Abilene Christian University. May is also involved with North Texas Wealth Management, an entity related to his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and portfolio management services using various strategies and third-party resources, supported by extensive operational tools and a broad non-advisory financial services platform.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

George S

CFP®, Series 66

Allen, TX

LPL Financial

George Scarborough is a CFP® with 20 years of experience in the financial industry. He has been with LPL Financial since 2011 and previously worked at Securities America Advisors, Inc. from 2006 to 2011. Outside of his advisory role, he operates Ricker Retirement Specialists, focusing on non-variable insurance products such as annuities, life, and long-term care insurance. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services through a large network of investment adviser representatives. The firm serves individuals, retirement plans, banks, trust companies, and institutions, providing a range of financial planning, portfolio management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Milton A

CFP®, Series 63

Allen, TX

LPL Financial

Milton Arnold is a financial advisor with LPL Financial, holding the CFP® designation and Series 63 license, and has 33 years of industry experience. His prior career includes roles at BBVA Securities, BBVA Wealth Solutions, BBVA Compass Insurance Agency, and Compass Bank, where he worked for up to 20 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, with a focus on both discretionary and non-discretionary investment strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Morgan T

Series 66

Allen, TX

LPL Financial

Morgan Tibble is a financial advisor with LPL Financial in Allen, Texas, holding a Series 66 designation and six years of industry experience. Prior to joining LPL Financial in 2026, Tibble worked at Goldman Sachs & Co. LLC for five years and gained experience at firms including The Ayco Company and MOCA Platform. Outside of finance, Tibble works part-time with Rover, providing dog care services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, supported by various advisory platforms and technology tools, and oversees over $819 billion in discretionary assets with a network of more than 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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