Anaheim, CA 2300 E Katella Ave Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
2300 E Katella Ave Ste 400
Anaheim CA 92806-6049
Advisors at this office
4
Advisors at this office
Mark P
Series 66
Anaheim, CA
LPL Financial
Mark Poitras is a financial advisor with LPL Financial in Anaheim, CA, holding a Series 66 credential and 24 years of industry experience. He has worked at LPL Financial since 2009, with prior roles at Chase Investment Services Corp., Wamu Investments, Inc., and Ameriprise. Outside his advisory work, he is involved in managing family-owned real estate rental properties. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning and access to various investment programs, supported by technology tools and extensive operational resources.
Olabisi O
Series 63, Series 65
Anaheim, CA
LPL Financial
Olabisi Oduguwa is a financial advisor with LPL Financial in Anaheim, CA, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. Prior to joining LPL Financial in 2015, Olabisi worked at firms including Valic Financial Advisors, CUNA Brokerage Services, and Morgan Stanley. She is involved with Brillia Enterprises and Benchmark Wealth Management, entities associated with her LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a range of financial planning and investment management solutions using both proprietary and third-party strategies and supports its advisors with technology and operational tools.
Daniel A
Series 63, Series 65
Anaheim, CA
LPL Financial
Daniel Andrew is a financial advisor with LPL Financial in Anaheim, CA, holding the Series 63 and Series 65 licenses and bringing 18 years of industry experience. He previously worked at Z&Z Capital Inc. and Chase Investment Services Corp., among other firms. Outside of advisory work, he is involved with Benchmark Wealth Management, an entity related to his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a variety of financial planning and investment management solutions, utilizing research model portfolios, third-party subadvisors, and customized strategies.
Thomas C
Series 63, Series 66
Anaheim, CA
LPL Financial
Thomas Castillo is a financial advisor with LPL Financial in Anaheim, CA, holding Series 63 and Series 66 credentials and 31 years of industry experience. He has been with LPL Financial since 2003, following a year at Fidelity. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to model portfolios and third-party asset managers, supported by advanced research tools and a broad platform of financial products.
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