Atlanta, GA Riverwood Parkway Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,463 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

3250 Riverwood Parkway

Atlanta GA 30339

Advisors at this office

6

Advisors at this office

user avatar

Fanny R

Series 65, Series 63

Atlanta, GA

LPL Financial

Fanny Rivera Flores is a financial advisor with LPL Financial in Atlanta, GA, holding Series 63 and Series 65 licenses and three years of industry experience. Prior to joining LPL Financial, she worked at Delta Community Credit Union and the Rosen, Sokol & Clements Immigration Law Group. She is also the owner of The Solid Floor LLC, a business she founded in 2021. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by institutional research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Thomas S

CFP®, Series 63, Series 66

Atlanta, GA

LPL Financial

Thomas Seamans is a CFP® professional with 11 years of industry experience based in Atlanta, GA. He is currently affiliated with LPL Financial and Delta Community Credit Union, where he also serves as Assistant Vice President. His prior experience includes roles at Morgan Stanley and Duval County Public Schools. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services supported by model portfolios, research, and various technology-driven investment solutions.

College savings (529s, UTMA, etc.)
user avatar

Rene W

Series 63, Series 66

Atlanta, GA

LPL Financial

Rene Williams is a financial advisor with LPL Financial in Atlanta, GA, holding Series 63 and Series 66 licenses and bringing five years of industry experience. His work history includes roles at Delta Community Credit Union, Amazon.com Inc., The Vanguard Group, Inc., Forge Consulting, LLC, and Assurant Specialty Property. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a variety of advisory programs, retirement plan consulting, and brokerage services, with discretionary and non-discretionary management supported by proprietary and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Claire C

Series 63, Series 66

Atlanta, GA

LPL Financial

Claire Ciarciello is a financial advisor at LPL Financial with 26 years of industry experience. She holds Series 63 and Series 66 credentials and has worked with Delta Community Credit Union since 2020 and Webster Investment Services from 2013 to 2020. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

College savings (529s, UTMA, etc.)
user avatar

Mayra G

Series 66

Atlanta, GA

LPL Financial

Mayra Guigou is a financial advisor with LPL Financial in Atlanta, GA, holding a Series 66 designation and possessing six years of industry experience. She has been with LPL Financial since 2019 and also works with Delta Community Credit Union, where she has been employed since 2015. In addition to her advisory role, she is an independent travel consultant for Travelmation, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing both discretionary and non-discretionary management supported by proprietary research and third-party subadvisors.

College savings (529s, UTMA, etc.)
user avatar

Janet B

Series 66

Atlanta, GA

LPL Financial

Janet Barnett is a financial advisor with LPL Financial in Atlanta, GA, holding a Series 66 designation and five years of industry experience. She previously worked for Delta Air Lines, Inc. for 30 years before joining LPL Financial and Delta Community Credit Union. In addition to her advisory role, Barnett serves as a notary public. LPL Financial is a national investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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