Aurora, CO Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,816

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

Aurora CO

Advisors at this office

8

Advisors at this office

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Alexa B

Series 63, Series 66

Aurora, CO

LPL Financial

Alexa Brascetta is a financial advisor with LPL Financial in Aurora, CO, holding Series 63 and Series 66 licenses and 16 years of industry experience. Her prior roles include positions at Valorem Financial, CWM, LLC DBA Carson Group Partners, Cetera Advisor Networks, Sammons Financial Network, and Midland National Life. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by research and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Laraine D

CFP®, Series 66

Aurora, CO

LPL Financial

Laraine Dickerson is a CFP® with 13 years of industry experience, currently serving as a financial advisor at LPL Financial. Her background includes roles at CUNA Mutual Group, CUNA Brokerage Services, Gateway Services Group, and CUSO Financial Services. She is also the author of the Your Personal Transformation Book Club, a non-investment related activity she has engaged in since 2016. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm supports its network with a broad range of financial planning, portfolio management options, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Nathan S

CFP®, Series 66

Aurora, CO

LPL Financial

Nathan Sumner is a CFP® professional with 12 years of industry experience, currently serving as a financial advisor at LPL Financial since 2021. His background includes roles as a ski instructor at Vail Resorts and an instructor at Whiskey University, alongside board membership with the Rocky Mountain Society of Financial Services Professionals and volunteer financial planning work with the FPA of Colorado/Foundation for Financial Planning. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions, offering a range of financial planning and portfolio management solutions supported by extensive operational and research tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Glenn R

CFP®, Series 63, Series 65

Aurora, CO

LPL Financial

Glenn Rose is a CERTIFIED FINANCIAL PLANNER™ with 26 years of industry experience. He is currently affiliated with LPL Financial, where he has worked since 2017. Prior to that, he was with Trilogy Capital, Inc. and National Planning Corp. He also serves as a notary public. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, institutions, and banks. The firm offers a range of investment solutions including financial planning, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jaime S

Series 63, Series 65

Aurora, CO

LPL Financial

Jaime Samudio is a financial advisor at LPL Financial with 20 years of industry experience. He holds Series 63 and Series 65 credentials. His career includes roles at firms such as Transamerica Financial Advisors and World Financial Group. Outside of advising, he is involved with NetLaw Inc. and Oneshare Health, LLC, organizations focused on legal services and healthcare sharing ministries. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and access to third-party asset managers, supported by technology tools and a broad platform of non-advisory financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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John L

CFP®, Series 63

Aurora, CO

LPL Financial

John Lerew III is a CFP® professional with 37 years of industry experience, currently affiliated with LPL Financial since 2025. He previously worked at Grove Point Advisors, LLC and Grove Point Investments, LLC, where he spent over two decades. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management access, and institutional platforms, supporting its network of more than 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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William B

Series 63, Series 65

Aurora, CO

LPL Financial

William Black III is a financial advisor with LPL Financial in Aurora, Colorado, holding Series 63 and Series 65 licenses and bringing 37 years of industry experience. His career includes positions at Principal Financial Services and founding roles in firms such as Exit & Retirement Strategies, Inc., where he continues to be involved. Outside of traditional advisory work, he is active with Exit Coach Radio, a media platform focused on business exit strategies. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services delivered through a large network of representatives, utilizing model portfolios, third-party managers, and technology-driven tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Dimitri S

Series 66

Aurora, CO

LPL Financial

Dimitri Stanley is a financial advisor at LPL Financial with a Series 66 designation and less than one year of industry experience. His prior roles include positions at AO Globe Life, Kngdm Sport Performance, and a brief period with the Green Bay Packers. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions, offering a range of advisory and brokerage services through a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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