Austin, TX Arboretum Blvd Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,463 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

9500 Arboretum Blvd, Ste 170

Austin TX 78759

Advisors at this office

7

Advisors at this office

user avatar

Cameron J

Series 66

Austin, TX

LPL Financial

Cameron Johnson is a financial advisor at LPL Financial in Austin, TX. He holds a Series 66 designation and has five years of experience with LPL Financial. Prior to his current role, he worked at Pizza Hut for nine years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, incorporating discretionary and non-discretionary management and model portfolios supported by internal and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Huong V

Series 66

Austin, TX

LPL Financial

Huong Vo is a Series 66-credentialed financial advisor with 21 years of industry experience, currently with LPL Financial since 2021. Prior to joining LPL, she operated her own advisory business for 10 years and held roles at Waddell & Reed, Inc. and various insurance carriers. Her other business activities include insurance sales and real estate ownership. LPL Financial serves a wide range of clients including individuals, retirement plans, and institutions, offering comprehensive financial planning, advisory programs, and brokerage services supported by extensive research and technology.

College savings (529s, UTMA, etc.)
user avatar

Marcus L

Series 66

Austin, TX

LPL Financial

Marcus Leyva is a financial advisor with LPL Financial in Austin, TX, holding a Series 66 designation and over 16 years of industry experience. His prior roles include positions at Jjmack Group, LLC and Waddell & Reed, Inc., where he worked for 12 years. Outside of his primary advisory work, he has been involved with Jjmack Group, LLC for investment-related purposes and holds a license in non-variable insurance. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and services, including financial planning and retirement plan consulting, utilizing both discretionary and non-discretionary management approaches supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Jason F

CFP®, Series 63, Series 65

Austin, TX

LPL Financial

Jason Florey is a CFP® professional with 35 years of experience in the financial services industry. He has been with LPL Financial since 2021 and previously worked at New York Life for 22 years. He is also involved with the Estate Planning Council of Central Texas and operates JJMACK Group, LLC, a business entity for tax and investment purposes. LPL Financial is a national SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, institutions, and charitable organizations. The firm offers a wide range of advisory programs and financial planning services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Kristen D

Series 66

Austin, TX

LPL Financial

Kristen Druley is a financial advisor with LPL Financial in Austin, TX, holding a Series 66 designation and nine years of industry experience. Her prior experience includes roles at Jjmack Group, LLC, Waddell & Reed, Inc., and various insurance carriers. She is also involved in non-variable insurance activities through Medico Insurance Company and other firms. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services through a national network of investment adviser representatives, providing both discretionary and non-discretionary portfolio management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
user avatar

Andrew M

CFP®, Series 63

Austin, TX

LPL Financial

Andrew Mac Laren is a CFP® professional with 38 years of industry experience, currently affiliated with LPL Financial since 2021. His prior experience includes over three decades at Waddell & Reed, INC., and Protective Life/Insurance Specialty Services. Outside of advisory work, he is involved with the JJMACK Group LLC and the Micah 6 food pantry, where he has been active since 2019. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base, including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs and utilizes both discretionary and non-discretionary management with access to research and model portfolios from multiple sources.

College savings (529s, UTMA, etc.)
user avatar

Matthew J

Series 66

Austin, TX

LPL Financial

Matthew Johnson is a financial advisor with LPL Financial in Austin, TX, holding a Series 66 credential and bringing 20 years of industry experience. His prior roles include 15 years at Waddell & Reed, Inc. and various insurance carriers, and he is also involved with Jjmack Group, LLC, a business entity for tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, banks, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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