Aventura, FL West Dixie Highway Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
20900 West Dixie Highway
Aventura FL 33180-1131
Advisors at this office
3
Advisors at this office
Richard C
Series 65, Series 63
Aventura, FL
LPL Financial
Richard Cahlin is a financial advisor with LPL Financial in Aventura, FL, holding Series 65 and Series 63 licenses and having 27 years of industry experience. His career includes multiple tenures at LPL Financial and roles at MF Financial Services, Investacorp Advisory Services, and National Planning Corporation. He is also involved in CPA services through Cahlin & Associates, Inc. in Miami, FL. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions through its extensive network of advisors, combining model portfolios, third-party management, and customized strategies with various technology tools and non-advisory financial services.
Alex H
Series 63, Series 66
Aventura, FL
LPL Financial
Alex Holguin is a financial advisor with LPL Financial in Aventura, Florida, holding Series 63 and Series 66 credentials and bringing 19 years of industry experience. His prior roles include positions at Morgan Stanley and Citigroup Global Markets. He also operates Frye Financial Center as a DBA. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, with advice delivered through a large network of investment adviser representatives utilizing both proprietary and third-party strategies.
Austin F
Series 63
Aventura, FL
LPL Financial
Austin Frye is a financial advisor at LPL Financial with 36 years of industry experience. He has worked at LPL Financial since 1998 and also has longstanding experience running Frye Pension Corp and Frye Financial Center. Frye provides legal services on a limited basis outside of his advisory work. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a network of more than 22,800 advisors.
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