Baton Rouge, LA 3700 Essen Ln Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
3700 Essen Ln
Baton Rouge LA 70809
Advisors at this office
7
Advisors at this office
Jacob W
Series 66
Baton Rouge, LA
LPL Financial
Jacob Wharton is a financial advisor with LPL Financial in Baton Rouge, LA, holding a Series 66 designation and two years of industry experience. He has prior experience with First Horizon Bank and Iberiabank Corporation. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms such as the Bank Wealth Program.
Harriet B
CFP®, Series 65
Baton Rouge, LA
LPL Financial
Harriet Brackey is a CFP® with 14 years of industry experience, currently affiliated with LPL Financial. Her prior roles include positions at First Horizon Advisors, IBERIA Asset Management, BDO Wealth Advisors, and GSK Wealth Advisors. She is also an author. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions with a range of advisory and brokerage services.
Paul D
CFP®, Series 66
Baton Rouge, LA
LPL Financial
Paul Delord is a CFP® with six years of industry experience, currently affiliated with LPL Financial in Baton Rouge, LA. His career includes roles at First Horizon Bank, Cetera, and Hancock Whitney, with a combined banking and investment services background spanning over a decade. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, including model portfolios, third-party asset management access, and institutional platforms, supported by a large network of advisors and advanced research tools.
Filippo F
Series 66
Baton Rouge, LA
LPL Financial
Filippo Feoli is a financial advisor with LPL Financial in Baton Rouge, LA, holding a Series 66 designation and five years of industry experience. His career includes roles at First Horizon, Iberia Bank, Pan American Life Insurance Group, John Hopkins University, and Shearman & Sterling LLP. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by advanced operational tools.
James R
Series 63
Baton Rouge, LA
LPL Financial
James Reiss III is a financial advisor with LPL Financial in Baton Rouge, LA, holding a Series 63 license and 19 years of industry experience. His prior roles include positions at First Horizon Advisors, Iberia Wealth Advisors, Southern Wealth Securities, and Johnson Rice & Company L.L.C. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and access to third-party asset managers.
Martin D
Series 63, Series 66
Baton Rouge, LA
LPL Financial
Martin Delaureal Jr. is a financial advisor with LPL Financial based in Baton Rouge, LA, holding Series 63 and 66 licenses and bringing 20 years of industry experience. His prior roles include positions at First Horizon Advisors, Scotia Capital (USA) Inc, and Infinex Investments, Inc. He also serves as Head of Wealth Management and Private Banking at First Horizon Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supporting its network of over 22,800 advisors with a diverse set of investment options and advisor-focused research tools.
Marguerite M
Series 63
Baton Rouge, LA
LPL Financial
Marguerite Moisio is a financial advisor with LPL Financial in Baton Rouge, LA, holding a Series 63 designation and 20 years of industry experience. Her prior roles include positions at Cetera, First Horizon Bank, and Hancock Bank. She serves as a board member and governance committee chair for Raintree Children's Services, president of the board for Young Audiences of Louisiana, and a board member at large for Young Audiences Arts for Learning. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm provides a broad range of investment solutions, including financial planning, model portfolios, third-party asset management, and institutional platforms.
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