Beachwood, OH 25550 Chagrin Blvd. Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.
The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.
Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.
Based on LPL Financial
Location
25550 Chagrin Blvd. Suite 220
Beachwood OH 44122
Advisors at this office
3
Advisors at this office
Steven M
Series 63, Series 66
Beachwood, OH
LPL Financial
Steven Marks is a financial advisor with LPL Financial in Beachwood, OH, holding Series 63 and Series 66 credentials and 30 years of industry experience. Prior to joining LPL Financial in 2026, he worked at firms including OSAIC, Sagepoint Financial, Cetera Advisor Networks, and Mass Mutual Investors Services. Outside of advisory work, he is also involved as an insurance agent offering fixed insurance products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a large national network of representatives. The firm provides a range of advisory programs and financial planning services, employing both discretionary and non-discretionary management approaches supported by various model portfolios and research.
Jack B
Series 63, Series 65
Beachwood, OH
LPL Financial
Jack Butler is a financial advisor with LPL Financial in Beachwood, Ohio, holding Series 63 and Series 65 credentials and over 26 years of industry experience. His prior firms include OSAIC, SagePoint Financial, American Portfolios Advisors, Inc., and Vestax Securities Corporation. Outside of his advisory role, Butler serves as an of counsel attorney focusing on estate planning and is a board member for a nonprofit organization. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by in-house and third-party research.
Alan L
CFP®, Series 66
Beachwood, OH
LPL Financial
Alan Leitson is a CFP® professional with 25 years of industry experience, currently serving as a financial advisor at LPL Financial. His prior roles include tenures at SagePoint Financial, CAMBRIDGE INVESTMENT RESEARCH Advisors, and KeyBanc Capital Markets. Outside of his advisory work, he participates as a precinct election official in Cuyahoga County elections and prepares tax returns for individual clients. LPL Financial is an SEC-registered investment adviser and broker-dealer that provides financial planning, advisory programs, retirement plan consulting, and brokerage services to a broad client base including individuals, retirement plans, institutions, and charitable organizations. The firm offers both discretionary and non-discretionary management, supported by research and model portfolios from internal and third-party sources.
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