Bellevue, WA SE 6th St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
11245 SE 6th St Bldg B # 120
Bellevue WA 98004-6499
Advisors at this office
5
Advisors at this office
Sean O
Series 66
Bellevue, WA
LPL Financial
Sean O'Connor is a financial advisor with LPL Financial in Bellevue, WA, holding a Series 66 designation and seven years of industry experience. His prior roles include positions at KMS Financial Services, Russell Investments, and The Bank of Nova Scotia. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms, supported by quantitative tools and oversight of over $819 billion in discretionary assets.
Julia B
Series 66
Bellevue, WA
LPL Financial
Julia Block is a financial advisor with LPL Financial, holding a Series 66 credential and five years of industry experience. Her prior work includes roles at Armoire, Inc. and J.Hilburn. She is based in Bellevue, Washington. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, supported by a large network of investment adviser representatives.
Carl L
CFP®, Series 63
Bellevue, WA
LPL Financial
Carl Lindgren is a CFP®-certified financial advisor with eight years of industry experience. He is currently with LPL Financial in Bellevue, WA, where he has worked since 2022. His prior experience includes roles at Laird Norton Wealth Management and JPMorgan. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, utilizing model portfolios, third-party subadvisors, and customized strategies supported by advanced operational and research tools.
Sara E
Series 66
Bellevue, WA
LPL Financial
Sara Emru is a financial advisor with LPL Financial in Bellevue, WA, holding the Series 66 designation and two years of industry experience. Her prior work includes roles at Envestnet and Addepar, along with earlier positions at Whole Foods Market and the University of Washington. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, with a focus on both customized and model-driven investment strategies.
David M
CFP®, CFA®, Series 63
Bellevue, WA
LPL Financial
David Mantell is a financial advisor with LPL Financial in Bellevue, WA. He holds the CFP® and CFA® designations and has nine years of industry experience. Prior to joining LPL Financial in 2020, he worked at KMS Financial Services and BlackRock, Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory services including financial planning, model portfolio programs, third-party asset management, and institutional platforms, supported by both discretionary and non-discretionary strategies and various technology tools.
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