Birmingham, AL Providence Park Office

Team
Updated today

Client AUM

$784,160,312,190

Clients

1,962,908

Advisors

3

Of 22,678 advisors across 10,420 offices

Location

2201 Providence Park Suite 200

Birmingham AL 35242

Advisors at this office

3

Advisors at this office

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Andrew D

Series 63, Series 65

Birmingham, AL

LPL Financial

Andrew Dean is a financial advisor at LPL Financial in Birmingham, Alabama, holding Series 63 and Series 65 credentials with four years of industry experience. His prior work includes positions at Horizons Financial Group and The SSI Group, Inc. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations nationwide through a broad network of investment adviser representatives. The firm provides a range of financial planning and advisory programs along with discretionary and non-discretionary management services supported by research and model portfolios.

College savings (529s, UTMA, etc.)
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James N

Series 63, Series 65

Birmingham, AL

LPL Financial

James Nix Jr. is a financial advisor at LPL Financial with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at LPL Financial since 2020. Prior to joining LPL, he was associated with Horizons Financial Group, NIX-MASHBURN, LLC, and Triad Advisors, Inc., each for 14 years. Outside of his advisory role, he serves as CEO and agent for Horizons Financial Insurance Group, LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing discretionary and non-discretionary management with access to model portfolios, third-party research, and technology-driven investment strategies.

College savings (529s, UTMA, etc.)
user avatar

James C

Series 63, Series 65

Birmingham, AL

LPL Financial

James Carter is a financial advisor with LPL Financial in Birmingham, AL, holding Series 63 and Series 65 credentials and 31 years of industry experience. He has previously worked at MEN, LLC, Horizons Financial Group, and Triad Advisors, Inc. Since 2012, he has also operated as an independent insurance agent specializing in non-variable insurance products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual investors, retirement plans, banks, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of advisory programs, financial planning services, and retirement consulting, utilizing both discretionary and non-discretionary management supported by research, model portfolios, and advanced technologies.

College savings (529s, UTMA, etc.)
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