Casper, WY N Durbin St Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,817

Across 10,465 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

152 N Durbin St, Ste 420

Casper WY 82601

Advisors at this office

6

Advisors at this office

user avatar

Jordan M

Series 66

Casper, WY

LPL Financial

Jordan Malm is a financial advisor with LPL Financial in Casper, Wyoming, holding a Series 66 designation and one year of industry experience. Prior to joining LPL Financial, he worked at Platte Valley Bank for four years and has additional experience in law and education. Outside of his advisory role, Malm serves as a basketball referee for the Wyoming Youth Basketball Association. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management solutions, utilizing a network of investment adviser representatives and various model portfolios and third-party subadvisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Chadwick K

Series 66

Casper, WY

LPL Financial

Chadwick Keeler is a Series 66 licensed financial advisor with 18 years of industry experience. He is currently with LPL Financial, where he has worked since 2022. His prior experience includes roles at Morgan Stanley Private Bank and Morgan Stanley Smith Barney from 2011 to 2022, as well as Wells Fargo Clearing from 2008 to 2011. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Rick H

Series 63, Series 66

Casper, WY

LPL Financial

Rick Hargrove is a financial advisor with LPL Financial based in Casper, Wyoming, holding Series 63 and Series 66 designations and bringing 40 years of industry experience. His prior experience includes over two decades at Waddell & Reed, Inc., and he has maintained a business entity, Hargrove And Sides LLC, for tax and investment purposes since 2019. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by advanced research tools and a broad network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Shane S

Series 63, Series 65

Casper, WY

LPL Financial

Shane Sides is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 27 years of industry experience. He has been with LPL Financial since 2021 and has experience with Hargrove and Sides LLC, T.I.53 LLC, Midwest Welding and Machine Inc., various insurance carriers, and Waddell & Reed, Inc. Outside of financial advising, he is involved in Midwest Welding and Machine Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Cortnie H

CFP®, Series 66

Casper, WY

LPL Financial

Cortnie Hodder is a CFP® certificant and registered representative with LPL Financial, bringing 13 years of industry experience. She previously worked at Mutual Advisors LLC and Mutual Securities Incorporated. Hodder serves as a notary in Casper, WY, and operates Cortnie Hodder Investments LLC for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm supports a broad array of investment strategies implemented by its network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Brock R

Series 66

Casper, WY

LPL Financial

Brock Rouch is a financial advisor with LPL Financial, holding a Series 66 designation and 10 years of industry experience. Prior to joining LPL Financial in 2022, he worked at Morgan Stanley Private Bank, National Association and Morgan Stanley Smith Barney LLC from 2015 to 2022. He is also involved with PRPW Holdings LLC, a business entity for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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