Cedar Rapids, IA 3600 1st Avenue NE Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,842

Across 10,470 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

3600 1st Avenue NE, Suite 100

Cedar Rapids IA 52402

Advisors at this office

6

Advisors at this office

user avatar

Mark H

Series 66

Cedar Rapids, IA

LPL Financial

Mark Hunter is a financial advisor with LPL Financial in Cedar Rapids, IA, holding a Series 66 designation and nine years of industry experience. He has worked at LPL Financial since 2018 and previously spent one year at Cambridge Investment Research, Inc. Hunter is also involved with Premier Investments of Iowa, where he has been active since 2014. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing model portfolios, third-party subadvisors, and customized strategies, supported by advisor-facing tools and a broad platform of affiliated financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Roger A

Series 63, Series 65

Cedar Rapids, IA

LPL Financial

Roger Abel is a financial advisor with LPL Financial in Cedar Rapids, Iowa, holding Series 63 and Series 65 credentials and bringing 23 years of industry experience. His prior firms include Cambridge Investment Research Advisors and Ameritas Investment Company. Outside of his advisory work, Abel is also a professional fisherman. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, institutions, and retirement plan participants. The firm offers a range of financial planning and asset management solutions, utilizing model portfolios, third-party subadvisors, and customized strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Scott K

Series 63, Series 65

Cedar Rapids, IA

LPL Financial

Scott Klahn is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and 24 years of industry experience. His prior roles include positions at Private Client Services, Prime Capital Investment Advisors, Lawing Financial, and Cambridge Investment Research. Klahn operates out of Cedar Rapids, Iowa. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, delivering advice through a large network of investment adviser representatives using a range of discretionary and non-discretionary strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Casey M

Series 63, Series 66

Cedar Rapids, IA

LPL Financial

Casey Mushrush is a financial advisor with LPL Financial in Cedar Rapids, IA, holding Series 63 and Series 66 credentials and having 12 years of industry experience. Prior to joining LPL Financial in 2018, Mushrush worked at Cambridge Investment Research Advisors and Cambridge Investment Research Inc. Outside of advisory work, he is involved in legal services through Premier Trust and Estate, PLC, where he provides attorney services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by advanced research tools and a broad scope of financial activities.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jonas E

Series 63, Series 66

Cedar Rapids, IA

LPL Financial

Jonas Everett is a financial advisor at LPL Financial with 31 years of industry experience. He holds Series 63 and Series 66 credentials and has worked previously at Cambridge Investment Research and Provident Mutual. Outside of his advisory work, he serves as president of a tax-related business entity and is involved with a nonprofit organization for retired insurance agents. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a variety of advisory services including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by technology tools and a broad range of non-advisory financial products.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Elias R

Series 63, Series 65, Series 66

Cedar Rapids, IA

LPL Financial

Elias Randel is a financial advisor with LPL Financial in Cedar Rapids, IA, holding Series 63, 65, and 66 licenses and seven years of industry experience. Prior to joining LPL in 2020, he worked at Carpenters Local 308, Cambridge Investment Research Advisors, and Mutual of Omaha Investor Services. Outside of finance, he serves as a football official for both college and high school games. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions through a broad advisory and brokerage platform that includes financial planning, model portfolios, and institutional services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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