Charleston, SC Mall Drive Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
2440 Mall Drive Ste A
Charleston SC 29406
Advisors at this office
6
Advisors at this office
Seth T
Series 66
North Charleston, SC
LPL Financial
Seth Turner is a financial advisor with LPL Financial in North Charleston, SC, holding a Series 66 designation and one year of industry experience. He previously worked at SouthState Bank, Bank of America, Merrill, and Supreme Lending. Outside of his advisory role, Turner is the owner of SEEK Snacks, LLC, and is involved as a coach with the Charleston Ice Hockey Referee Association. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of services including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
Stacy C
Series 63, Series 65
North Charleston, SC
LPL Financial
Stacy Cannon is a financial advisor with LPL Financial, holding Series 63 and Series 65 designations and bringing 31 years of industry experience. She has worked at LPL Financial since 2007, with prior experience at Uvest Financial Services Group and Merrill. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm provides a range of advisory and brokerage services, including financial planning, model portfolios, and institutional platforms, supported by extensive resources and a large network of investment adviser representatives.
Lisa D
Series 63, Series 65
Charleston, SC
LPL Financial
Lisa Dehaven is a financial advisor with LPL Financial in Charleston, SC, holding Series 63 and Series 65 credentials and bringing 30 years of industry experience. She has worked with South State Bank and its predecessor, South Carolina Bank & Trust, since 2014 and was previously with First Southeast Investor Services, Inc. for 20 years. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, supported by a large network of advisors and advanced operational tools.
Kristina C
Series 63, Series 65
North Charleston, SC
LPL Financial
Kristina Campbell is a financial advisor with LPL Financial in North Charleston, SC, holding Series 63 and Series 65 licenses and 28 years of industry experience. Her prior experience includes roles at South Carolina Bank and Trust, Sorrento Pacific Financial, LLC, and Uvest Financial Services Group, Inc. She is also a Notary Public of South Carolina. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, and institutional clients. The firm offers a range of investment programs and platforms and supports its advisors with research, technology, and a broad suite of financial services.
Timothy S
CFP®, Series 63, Series 65
Charleston, SC
LPL Financial
Timothy Sease is a CFP®-certified financial advisor with 35 years of industry experience, currently affiliated with LPL Financial and South State Bank. He previously worked at First Southeast Investor Services, Inc. for 18 years. His other business activities include serving as an executive officer and director of investment services at South State Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services through a large network of investment adviser representatives. The firm offers a range of financial planning and investment management solutions to individuals, retirement plan participants, banks, and institutions.
Henry T
Series 63, Series 65
North Charleston, SC
LPL Financial
Henry Thompson III is a financial advisor at LPL Financial with three years of industry experience. He holds Series 63 and Series 65 licenses and has worked at LPL Financial, SouthState Investment Services, and SouthState Bank since 2016. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.
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