Chicago, IL E Ohio St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
4 E Ohio St Ste 25
Chicago IL 60611
Advisors at this office
3
Advisors at this office
Todd M
Series 63, Series 65
Chicago, IL
LPL Financial
Todd Muentzer is a financial advisor with LPL Financial in Chicago, Illinois, holding Series 63 and Series 65 credentials and 21 years of industry experience. His prior roles include positions at Guggenheim Investments, Rydex Advisory Services, and Zacks Investment Management. He is also a 50% owner of Abraham Financial Group, LLC, which operates as a DBA for his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and third-party asset management, supported by extensive operational and research tools.
Jeffery J
Series 66
Chicago, IL
LPL Financial
Jeffery Johnson is a financial advisor with LPL Financial in Chicago, IL, holding a Series 66 designation and 16 years of industry experience. He worked at Morgan Stanley for one year before joining LPL Financial in 2011, where he has been advising clients for 15 years. Johnson spends a portion of his time marketing property and casualty insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
Samir A
Series 63, Series 65
Chicago, IL
LPL Financial
Samir Abraham is a financial advisor with LPL Financial in Chicago, IL, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. He has worked at LPL Financial since 2002 and previously at Equitable Advisors from 1999 to 2003. Outside of advising, Abraham is involved in photography through his business Shots With Samir and is a member of an LLC formed to share the expenses of boat ownership. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a broad range of advisory and brokerage services, including financial planning, third-party asset management, and institutional platforms, supported by tools such as strategic and tactical portfolio options and machine-learning for research and operational support.
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