Colorado Springs, CO Erindale Dr Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.
The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.
Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.
Based on LPL Financial
Location
5555 Erindale Dr Ste 100
Colorado Springs CO 80918
Advisors at this office
3
Advisors at this office
Jonathon R
Series 66
Colorado Springs, CO
LPL Financial
Jonathon Royval is a financial advisor with LPL Financial in Colorado Springs, CO. He holds the Series 66 designation and has four years of industry experience. Prior to joining LPL Financial, he worked at The ON Equity Sales Company and Ohio National Insurance Agency in 2021, and spent fifteen years at Midnight Rose Hotel and Casino. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad client base including individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives, offering a variety of advisory programs and financial planning services.
Jenny P
Series 66
Colorado Springs, CO
LPL Financial
Jenny Paradis is a financial advisor at LPL Financial with 13 years of industry experience. She holds a Series 66 designation and has worked at LPL Financial since 2019, following prior roles at Ohio National Financial Services, The O.N. Equity Sales Company, and Woodbury Financial Services. She is also involved with Plan A and B, Inc., a business entity related to tax and investment purposes. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients, including individuals, retirement plans, banks, corporations, and charitable organizations. The firm provides financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing model portfolios and research from multiple sources.
Steven P
Series 63, Series 65
Colorado Springs, CO
LPL Financial
Steven Paradis is a financial advisor with LPL Financial in Colorado Springs, CO, holding Series 63 and Series 65 credentials and six years of industry experience. He has worked with LPL Financial since 2019 and previously held roles at The ON Equity Sales Company and Ohio National Financial Services. Paradis also operates Heritage Capital Concepts LLC, an insurance agency involved in non-variable insurance services. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.
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