Conway, AR Parkway St. Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.
The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.
Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.
Based on LPL Financial
Location
825 Parkway St.
Conway AR 72034
Advisors at this office
3
Advisors at this office
Gregory P
Series 63, Series 66
Conway, AR
LPL Financial
Gregory Pillow is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 27 years of industry experience. He worked at Proequities, Inc. from 2010 to 2018 before joining LPL Financial. Outside of his advisory work, he owns a home-based business focused on growing produce and raising livestock including chickens, beef, quail, and pork. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individual clients, retirement plans, banks, corporations, and charitable organizations. The firm offers a range of financial planning and advisory programs supported by model portfolios, third-party research, and technologies such as machine learning.
John S
Series 66
Conway, AR
LPL Financial
John Shouse is a Series 66 licensed financial advisor with LPL Financial, based in Conway, Arkansas, and has five years of industry experience. His career includes roles in rehabilitation services prior to joining LPL Financial in 2019. Outside of advising, he contributes as a writer for Ministers Resource Services through the Baptist Missionary Association. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients, including individuals, retirement plans, institutions, and charitable organizations. The firm provides financial planning, advisory programs, and brokerage services supported by research and technology-driven investment strategies.
Della S
Series 66
Conway, AR
LPL Financial
Della Stapleton is a financial advisor with LPL Financial in Conway, AR, holding a Series 66 designation and 12 years of industry experience. Before joining LPL Financial in 2018, she worked at Proequities Inc from 2014 to 2018. Outside of her advisory work, she is involved with Damascus RV Park, where she assists with bookkeeping and tax preparation, and she serves as a Notary Public in Arkansas. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing discretionary and non-discretionary management supported by proprietary research and third-party strategies.
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