Dallas, TX North Dallas Pkwy Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,823

Across 10,503 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

14180 North Dallas Pkwy, Suite 425

Dallas TX 75254

Advisors at this office

7

Advisors at this office

user avatar

Aiden M

Series 66

Dallas, TX

LPL Financial

Aiden Murphy is a financial advisor with LPL Financial, holding a Series 66 designation. He has one year of industry experience, including prior roles at MassMutual Life Insurance Company and MML Investors Services, LLC. His background also includes work with Pine Cove Camps and Ideal Impact Inc. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services supported by technology and a broad platform of financial products.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Matt L

CFP®, Series 66

Dallas, TX

LPL Financial

Matt Lemmond is a CFP® professional with 14 years of industry experience, currently affiliated with LPL Financial. Prior to joining LPL in 2026, he held roles at Wood Legacy Group, LLC, Eagle Strategies (NY Life), New York Life Insurance Company, Spectrum Strategies, L.L.C., and MassMutual Life Insurance Company. He also brokers non-registered insurance products through an affiliated entity operating under Wood Legacy Group, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory services, including financial planning, model portfolios, third-party asset management access, and participant-level retirement advice, supported by advanced operational tools and a broad platform of non-advisory financial services.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Stephen L

Series 66

Dallas, TX

LPL Financial

Stephen Luna is a financial advisor with LPL Financial in Dallas, TX, holding a Series 66 credential and four years of industry experience. He previously worked at Mass Mutual Investors Services and Mass Mutual Insurance Company, and he also has experience outside finance working at Chick-fil-A and Vans. Luna serves as a soccer coach for children aged 5 and 6. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, including access to model portfolios and third-party asset managers, supported by various advisor-facing technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Matthew G

Series 66

Dallas, TX

LPL Financial

Matthew Galvan is a Series 66 licensed financial advisor with three years of industry experience. He is currently with LPL Financial and previously worked at MML Investors Services, MassMutual Life Insurance, and Credera. Galvan is also an associate member of Spectrum Wealth Strategies, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plan participants, banks, trust companies, and institutions through a large network of investment adviser representatives. The firm offers a variety of advisory and brokerage services, including financial planning, model portfolio programs, and access to third-party asset management platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Randy B

CFP®, Series 66

Dallas, TX

LPL Financial

Randy Black is a CFP® with 19 years of industry experience, currently associated with LPL Financial. He previously worked at Mass Mutual Investors Services and MassMutual Life Insurance Company for 20 years. Outside of advisory services, he is registered as an agent for individual and group life and health insurance and serves as a referral source for auto leasing. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, and institutions. The firm offers a range of solutions including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jenny S

Series 63, Series 66

Dallas, TX

LPL Financial

Jenny Sang is a financial advisor with LPL Financial in Dallas, TX, holding Series 63 and Series 66 licenses and having two years of industry experience. Her prior roles include positions at MassMutual Life Insurance Co, MML Investors Services, and Equitable Advisors. Outside of her advisory work, she is an insurance broker involved in property and casualty insurance sales. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a variety of financial planning and portfolio management services through a large network of investment adviser representatives, leveraging model portfolios, third-party subadvisors, and technology tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
user avatar

Jeffrey C

CFP®, Series 66

Dallas, TX

LPL Financial

Jeffrey Cummins is a CFP® with 24 years of industry experience, currently affiliated with LPL Financial since 2026. He previously worked at MML Investors Services and MassMutual Life Insurance Company from 2002 to 2026. Cummins is also the managing partner of Spectrum Wealth Strategies, LLC, where he is involved in operational decisions. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services including financial planning and access to third-party asset management, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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