Davenport, IA Utica Ridge Rd Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
5135 Utica Ridge Rd, Ste C
Davenport IA 52807
Advisors at this office
4
Advisors at this office
Eric S
Series 63, Series 65
Davenport, IA
LPL Financial
Eric Sommers is a financial advisor with LPL Financial based in Davenport, IA, holding Series 63 and Series 65 licenses and having 10 years of industry experience. His prior roles include positions at The Prudential Insurance Company of America, Pruco Securities LLC, MWA Financial Services Inc, and Modern Woodmen of America. Outside of his advisory work, he operates Noble Birch Tax Preparation LLC, providing tax preparation services. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering advisory and brokerage services to individuals, retirement plans, banks, trust companies, and institutions. The firm provides a range of investment programs and utilizes advisor support tools, managing over $819 billion in discretionary assets through a large network of advisors.
Shawn A
CFP®, Series 63, Series 65
Davenport, IA
LPL Financial
Shawn Agan is a CFP® professional with 26 years of industry experience, currently affiliated with LPL Financial. He previously worked at Unified Wealth Management, LLC, Gunnallen Financial, Inc., OSAIC, PFA/Pinnacle Financial Advisors, and Asset & Financial Planning, Ltd. He is also the owner and tax preparer of Noble Birch Tax Preparation, LLC. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a variety of financial planning and investment management solutions through a large network of advisors and utilizes a range of advisory strategies supported by operational and research tools.
Zachary E
Series 63, Series 66
Davenport, IA
LPL Financial
Zachary Edwards is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and bringing 20 years of industry experience. He has previously worked at Waddell & Reed Inc and is involved with several business entities including The Edwards Group Inc. Outside of finance, Edwards is engaged with the Rock Island Brewing Company, a restaurant, bar, and music venue in Rock Island, Illinois. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.
Brooklyn S
Series 66
Davenport, IA
LPL Financial
Brooklyn Strief is a financial advisor with LPL Financial holding a Series 66 designation. Brooklyn has one year of industry experience and has worked at several firms including Noble Birch Wealth Management and the Aronson Group. Prior to entering the financial industry, Brooklyn was affiliated with the University of Iowa and held various other roles. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers financial planning, model portfolios, third-party asset management, and institutional platforms, supporting its network of over 22,800 advisors with a range of discretionary and non-discretionary investment strategies.
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