Denver, CO 4643 S Ulster St Office

Team
Updated today
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LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,460 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

4643 S Ulster St

Denver CO 80237

Advisors at this office

9

Advisors at this office

user avatar

Tyler W

Series 66

Denver, CO

LPL Financial

Tyler Wofford is a financial advisor at LPL Financial with five years of industry experience. He holds a Series 66 credential and has previously worked at J.P. Morgan Securities, JPMorgan Chase Bank, and US Bank. Prior to his advisory roles, he was involved with That's Natural Marketing and Consulting. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services supported by model portfolios, third-party research, and advanced technologies.

College savings (529s, UTMA, etc.)
user avatar

Vincent P

Series 66

Denver, CO

LPL Financial

Vincent Palisi is a financial advisor with LPL Financial based in Denver, CO. He holds the Series 66 designation and has less than one year of industry experience. Prior to his advisory role, he worked in various positions including ownership of MyHouse Sports Bar and roles at Stifel Financial Services, Midway Golf and Games, and Bently Denver/John Elway Cadillac. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, institutions, and charitable organizations through a national network. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios, third-party research, and advanced technologies in portfolio management.

College savings (529s, UTMA, etc.)
user avatar

Colin B

Series 63, Series 66

Denver, CO

LPL Financial

Colin Bowman is a financial advisor with LPL Financial in Denver, CO, holding Series 63 and Series 66 designations and possessing seven years of industry experience. His prior work includes roles at Charles Schwab & Co., Inc., Charles Schwab Bank SSB, OppenheimerFunds, KeyBank, and Western Connecticut State University. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives, offering a range of advisory programs, retirement plan consulting, and brokerage services.

College savings (529s, UTMA, etc.)
user avatar

Alexandra W

Series 63, Series 65

Denver, CO

LPL Financial

Alexandra Wardell is a financial advisor with LPL Financial in Denver, CO, holding Series 63 and Series 65 licenses and having 12 years of industry experience. She has previously worked at CliftonLarsonAllen Wealth Advisors and Townsend Retirement Specialists. Wardell is also a commissioned notary in the state of Colorado. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, employing both discretionary and non-discretionary management strategies supported by model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
user avatar

Blaise J

Series 66

Denver, CO

LPL Financial

Blaise Jay is a financial advisor with LPL Financial in Denver, CO, holding the Series 66 designation and less than one year of industry experience. He has held roles at several firms including Motivus Wealth Management and Snobahn, as well as involvement with Jay Financial Group and Competitive Edge. LPL Financial is an SEC-registered investment adviser and broker-dealer that serves individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives, offering a variety of advisory programs and financial planning services.

College savings (529s, UTMA, etc.)
user avatar

David R

CFP®, Series 66

Denver, CO

LPL Financial

David Rubin is a CFP® professional with 25 years of industry experience, currently affiliated with LPL Financial. His prior roles include positions at Delta Community Credit Union, Cuna Mutual Group, and Merrill. Rubin is based in Denver, CO. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides a range of financial planning and advisory programs, offering both discretionary and non-discretionary management supported by in-house research, third-party subadvisors, and various technology-enabled strategies.

College savings (529s, UTMA, etc.)
user avatar

Alfred W

Series 63, Series 66

Denver, CO

LPL Financial

Alfred West is a financial advisor at LPL Financial with nine years of industry experience. He previously worked at Charles Schwab for nine years and was involved with 2914 Coffee for one year. He holds Series 63 and Series 66 licenses and is based in Denver, CO. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory services, including discretionary and non-discretionary management, model portfolios, and retirement plan consulting.

College savings (529s, UTMA, etc.)
user avatar

Michael M

Series 63, Series 65, Series 66

Denver, CO

LPL Financial

Michael Markovich is a financial advisor with LPL Financial holding Series 63, 65, and 66 designations and over 30 years of industry experience. He has worked with Morgan Stanley and its affiliates from 2010 to 2021 before joining LPL Financial in 2021. Based in Denver, CO, he has a background that includes both private banking and advisory roles. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party research, and various management options.

College savings (529s, UTMA, etc.)
user avatar

Marcelo R

Series 63, Series 66

Denver, CO

LPL Financial

Marcelo Rendon is a financial advisor at LPL Financial with seven years of industry experience. He holds the Series 63 and Series 66 designations and has previously worked at Fidelity Investments, Empower Retirement, and other financial firms. Based in Denver, CO, Rendon has been with LPL Financial since 2025. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, including financial planning, retirement plan consulting, and brokerage services, and supports both discretionary and non-discretionary management with access to model portfolios and research from multiple sources.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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