Dickinson, ND State Ave Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
683 State Ave Ste H
Dickinson ND 58601
Advisors at this office
3
Advisors at this office
Stacy B
Series 63, Series 66
Dickinson, ND
LPL Financial
Stacy Braun is a financial advisor with LPL Financial in Dickinson, ND, holding Series 63 and Series 66 designations and bringing 20 years of industry experience. She worked at Investment Centers of America for 15 years before joining LPL Financial in 2017. Outside of advising, Stacy serves as a notary and is involved in non-variable insurance activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser that offers advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm provides a range of investment strategies and tools, supporting over 22,800 advisors and managing more than $819 billion in discretionary assets.
Michael M
Series 66
Dickinson, ND
LPL Financial
Michael Mann is a financial advisor with LPL Financial, holding a Series 66 credential and six years of industry experience. His prior roles include positions at Ron Schmidt Investment Group and American Bank Center. Outside of advising, he is a football coach at Dickinson Catholic Schools. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services supported by model portfolios, third-party subadvisors, and customized strategies, along with various non-advisory financial products and partnerships.
Ronald S
CFP®, Series 63, Series 65
Dickinson, ND
LPL Financial
Ronald Schmidt is a CFP® with 33 years of experience in the financial industry. He has worked at LPL Financial since 2017 and previously spent 24 years with Investment Centers Of America, Inc. Schmidt holds Series 63 and Series 65 licenses. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of solutions including financial planning, model portfolio programs, third-party asset management, and institutional platforms, with advice delivered primarily by investment adviser representatives using various discretionary and non-discretionary strategies.
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