Dubuque, IA W 5th St Office

Christopher Noel is a financial advisor with LPL Financial, holding a Series 66 designation and bringing 17 years of industry experience. His prior firms include Ameriprise Financial Services and Edward Jones. He is also the owner of Bridgewater Advisors Three LLC, through which he manages an advisory business. LPL Financial is a national broker-dealer and registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of services including financial planning, model portfolios, and institutional platforms, supporting advisors with research and operational tools while overseeing more than $819 billion in discretionary assets.

Frederick Ganter is a financial advisor with LPL Financial, holding a Series 66 designation and three years of industry experience. Before joining LPL Financial in 2026, he worked at Ameriprise from 2022 to 2026 and spent nine years at Elkhorn Area High School. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by various investment strategies and operational tools.

Thomas Casey is a CFP® professional affiliated with LPL Financial in Dubuque, IA, with two years of industry experience. He previously worked at Ameriprise for three years and has been involved with the Boys and Girls Club of Greater Dubuque. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions, offering a range of advisory and brokerage services supported by extensive operational and research tools.

Bret Johnson is a financial advisor with LPL Financial in Dubuque, IA, holding a Series 66 license and 16 years of industry experience. His prior roles include positions at Ameriprise Financial Services and BFC Planning, Inc. He is also a member of Bridgewater Advisors, Inc., where he manages an advisory business. LPL Financial is a national broker-dealer and SEC-registered investment adviser offering financial planning, model portfolio programs, third-party asset management, and institutional platforms to individuals, retirement plan participants, banks, and trust companies. The firm supports its advisors with research-driven tools and provides a broad range of advisory and non-advisory financial services.

Brenden Dauphin is a financial advisor at LPL Financial with a Series 66 designation and two years of industry experience. Before joining LPL Financial, he worked at Ameriprise for three years and has held roles outside financial services in retail and lawn care. His background includes a variety of non-financial business activities prior to his advisory career. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and asset management services, employing a network of over 22,800 advisors who implement both proprietary and third-party investment strategies across diverse platforms.