Encinitas, CA Encinitas Blvd. Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,462 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

2210 Encinitas Blvd. Ste. C

Encinitas CA 92024

Advisors at this office

6

Advisors at this office

user avatar

Brian F

Series 63, Series 66

Encinitas, CA

LPL Financial

Brian Field is a financial advisor with LPL Financial in Encinitas, CA, holding Series 63 and Series 66 licenses and with 25 years of industry experience. He has been affiliated with LPL Financial since 2012 and has operated Lifetime Financial Advisors, Inc. since 2014. He is also engaged in investment-related activities involving non-variable insurance with Policy Genius and North American Company. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including discretionary and non-discretionary management, supported by research and model portfolios from LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
user avatar

Steven V

CFP®, Series 63

Encinitas, CA

LPL Financial

Steven Van Houten is a financial advisor with LPL Financial in Encinitas, CA, holding CFP® and Series 63 designations and having 45 years of industry experience. He has worked with LPL Financial since 1992 and founded Lifetime Financial Advisors, Inc. in 2002, where he remains active. Van Houten also offers non-variable insurance products to his clients. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm provides a range of advisory programs and financial planning services, employing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Hannah K

Series 66

Encinitas, CA

LPL Financial

Hannah Kelly is a financial advisor with LPL Financial, holding a Series 66 license and five years of industry experience. She has held positions at LPL Financial and Dunham & Associates Investment Counsel, Inc., and has recent involvement with AEFCT outside of investment-related activities. LPL Financial serves a broad client base including individuals, retirement plans, and institutions, offering financial planning, advisory programs, and retirement consulting through a national network of investment adviser representatives. The firm provides both discretionary and non-discretionary management alongside research-supported model portfolios and diverse investment strategies.

College savings (529s, UTMA, etc.)
user avatar

John T

Series 65, Series 66

Encinitas, CA

LPL Financial

John Taylor is a financial advisor at LPL Financial in Encinitas, CA, holding Series 65 and Series 66 designations with two years of industry experience. His prior work includes periods at LPL Financial and HSBC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a nationwide network. The firm provides a range of advisory programs, financial planning, retirement consulting, and brokerage services utilizing model portfolios, third-party research, and technology-driven investment strategies.

College savings (529s, UTMA, etc.)
user avatar

Zoran S

Series 66

Encinitas, CA

LPL Financial

Zoran Selakovic is a financial advisor with LPL Financial in Encinitas, CA, holding a Series 66 designation and 18 years of industry experience. He has worked with LPL Financial since 2008 and is also associated with Lifetime Financial Advisors, Inc. Selakovic serves as Treasurer on the board of the nonprofit organization YACHTAID GLOBAL. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of advisors. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by model portfolios and research.

College savings (529s, UTMA, etc.)
user avatar

Luke V

CFP®, Series 63, Series 65

Encinitas, CA

LPL Financial

Luke Van Houten is a CFP®-certified financial advisor with 10 years of industry experience, currently affiliated with LPL Financial. His prior experience includes roles at Putnam Investments LLC and Lifetime Financial Advisors Inc. He provides financial planning and consulting through Lifetime Financial Advisors Inc., an independent investment advisory firm. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, retirement plan consulting, and brokerage services, utilizing both discretionary and non-discretionary management supported by research from LPL and third-party providers.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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