Fort Mill, SC Academy St. Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,460 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

120 Academy St., Ste 102 028

Fort Mill SC 29715

Advisors at this office

5

Advisors at this office

user avatar

Frederick I

Series 63, Series 66

Fort Mill, SC

LPL Financial

Frederick Ingold is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and over 35 years of industry experience. Prior to joining LPL Financial in 2018, he worked at Foresters Advisory Services LLC and Foresters Financial Services for a combined 33 years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, utilizing discretionary and non-discretionary management supported by model portfolios and research.

College savings (529s, UTMA, etc.)
user avatar

Judith M

CFP®, Series 63, Series 65

Fort Mill, SC

LPL Financial

Judith Mohr is a CFP® professional with 37 years of experience in the financial industry, currently affiliated with LPL Financial since 2021. She previously worked at Securities America Advisors, Inc. and Securities America, Inc. from 2013 to 2021. Mohr also acts in a fiduciary capacity for the Estate of Gregory A Lohr. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, and charitable organizations. The firm offers various advisory programs, financial planning, and retirement plan consulting through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
user avatar

Elizabeth L

Series 63, Series 66

Fort Mill, SC

LPL Financial

Elizabeth Leventis is a financial advisor with LPL Financial in Fort Mill, SC, holding Series 63 and Series 66 licenses and 12 years of industry experience. Prior to joining LPL in 2018, she worked at Monat and Foresters Advisory Services. Outside of her advisory role, she produces a podcast titled Butterflies & Rainbows. LPL Financial is a registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of advisors. The firm offers various financial planning and advisory programs, combining model portfolios, research, and a range of discretionary and non-discretionary management options.

College savings (529s, UTMA, etc.)
user avatar

Deena W

Series 63, Series 65

Fort Mill, SC

LPL Financial

Deena Wilson is a financial advisor with LPL Financial in Fort Mill, SC, holding Series 63 and Series 65 designations and possessing 22 years of industry experience. Her prior experience includes two years with Foresters Advisory Services and Foresters Financial Services. Outside of her advisory role, she is an independent nail stylist selling Color Street nail polish strips. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services, offering both discretionary and non-discretionary management with access to model portfolios, research, and various investment strategies.

College savings (529s, UTMA, etc.)
user avatar

Carly G

CFP®, Series 63, Series 65

Fort Mill, SC

LPL Financial

Carly Griffin is a CFP® professional with 14 years of experience in the financial industry. She has worked at LPL Financial since 2019 and previously held roles at J.W. Cole Financial, Inc. and Foresters Financial Services. LPL Financial is an SEC-registered investment adviser and broker-dealer servicing individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and brokerage services, utilizing model portfolios, third-party subadvisors, and technology-driven research.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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