Framingham, MA Speen St Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,463 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

40 Speen St Ste 202

Framingham MA 01701

Advisors at this office

6

Advisors at this office

user avatar

Matthew L

Series 63, Series 66

Framingham, MA

LPL Financial

Matthew Little is a financial advisor with LPL Financial, holding Series 63 and Series 66 designations and 34 years of industry experience. His career includes roles at Cetera, Cetera Advisors LLC, Investors Capital Corp., and B.B. Graham & Company. He is also an insurance agent selling life, health, annuities, and long-term care products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides a range of advisory programs, financial planning, and brokerage services supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Vincent G

Series 63, Series 65

Framingham, MA

LPL Financial

Vincent Grimaldi is a financial advisor at LPL Financial with 28 years of industry experience. He holds the Series 63 and Series 65 credentials. His prior roles include positions at Cetera Advisors LLC, Citizens Securities, Santander Securities, and Investors Capital Corp. In addition to his advisory work, he serves as an insurance agent selling life, health, annuities, and long-term care products, and is a vice president and financial advisor at Northeast Investment Advisors. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network. The firm provides a range of financial planning and advisory programs, offering both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

David H

Series 63, Series 65

Framingham, MA

LPL Financial

David Harding is a financial advisor at LPL Financial with 29 years of industry experience. His prior roles include positions at Cetera, Northeast Investment Advisors, B.B. Graham & Company, First MidAmerica Investment Corporation, Banc of America Investment Services, and Quick & Reilly. Harding is registered with Series 63 and Series 65 designations and is also involved with Northeast Investment Advisors in an investment and insurance capacity. LPL Financial is an SEC-registered adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm offers a range of advisory programs, financial planning, and retirement consulting services, utilizing both discretionary and non-discretionary management supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Timothy K

Series 63, Series 65

Framingham, MA

LPL Financial

Timothy Keane is a financial advisor with LPL Financial and holds Series 63 and Series 65 licenses. He has 36 years of industry experience, having worked at firms including Cetera, Investors Capital Corp., and B.B. Graham & Company. In addition to his advisory work, Keane manages a fixed insurance business offering life, health, disability, annuities, and long-term care products, and serves as managing partner of Northeast Investment Advisors LLC, a financial services firm. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations. The firm provides financial planning, various advisory programs, retirement plan consulting, and brokerage services, with both discretionary and non-discretionary management options supported by research and model portfolios.

College savings (529s, UTMA, etc.)
user avatar

Jason L

Series 63, Series 65

Framingham, MA

LPL Financial

Jason Longtin is a financial advisor at LPL Financial with 27 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Cetera and Northeast Investment Advisors, where he has served since 2001. Outside of advising, he co-owns a t-shirt production and sales business. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, corporations, and other entities through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management supported by LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
user avatar

David M

Series 63, Series 65

Framingham, MA

LPL Financial

David Meek is a financial advisor at LPL Financial in Framingham, MA, with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Cetera and CCO Investment Services Corp. Meek operates a DBA for insurance and financial services through Northeast Investment Advisors and is also active as an insurance agent selling life, annuities, and long-term care products. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, various advisory programs, retirement plan consulting, and brokerage services, with portfolio management supported by internal research, third-party subadvisors, and technology-enhanced strategies.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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