Fresno, CA E. Fir Ave Office

Team
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LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,761

Across 10,460 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is an SEC‑registered investment adviser and broker‑dealer that serves individuals (including high‑net‑worth and non‑HNW clients), retirement plans and plan participants, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives (IARs). The firm offers financial planning, a variety of advisory programs (wrap, model and TAMP offerings), retirement plan consulting, 529 account management, and brokerage services, with program descriptions and client agreements provided through the IARs.

The firm provides both discretionary and non‑discretionary management across its programs and makes available model portfolios and research from LPL Research, third‑party subadvisors, and TAMP sponsors; LPL Research describes strategic (three‑ to five‑year) and tactical model approaches and supports diversified and alternative strategies. LPL also offers overlay portfolio management, direct indexing options, the Bank Wealth Program for institutional clients, and participant advice programs (IPA/OPA), and discloses use of technologies such as machine learning along with broad risk disclosures for many security types.

Compared with many peers, LPL’s brochure documents a substantial scope of non‑advisory product activity—an affiliated insurance agency (LPLIA) and continued insurance product sales by IARs, a collateralized lending program including LPL’s Secured Credit Account, and a credit‑card offering through a partner bank—alongside its advisory businesses. The brochure also discloses that LPL advertises performance results but does not present hypothetical performance, and it includes a summary of recent regulatory enforcement matters and remedial undertakings.

Based on LPL Financial

Expertise

College savings (529s, UTMA, etc.)

Based on LPL Financial

Location

465 E. Fir Ave Suite 105

Fresno CA 93720-2975

Advisors at this office

39

Advisors at this office

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Thomas F

Series 63, Series 65

Fresno, CA

LPL Financial

Thomas Frost is a financial advisor at LPL Financial with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with LPL Financial since 2003. Outside of advising, he owns TDF Motorsports Marketing and is involved in a restaurant business, The Point Patio Bar & Bistro, in Fresno, CA. LPL Financial serves a broad client base including individuals, retirement plans, banks, and corporations through a national network of investment adviser representatives. The firm offers financial planning and various advisory programs, utilizing model portfolios and research from both internal and third-party sources.

College savings (529s, UTMA, etc.)
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David C

Series 63

Fresno, CA

LPL Financial

David Casparian is a financial advisor with LPL Financial, holding a Series 63 designation and 44 years of industry experience. He worked at Cetera Advisor Networks LLC for 10 years before joining LPL Financial in 2023. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network. The firm offers a range of advisory programs, financial planning, and retirement consulting, utilizing both discretionary and non-discretionary management strategies supported by LPL Research and third-party subadvisors.

College savings (529s, UTMA, etc.)
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Lawrence K

Series 63, Series 65

Fresno, CA

LPL Financial

Lawrence Kipp is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and 39 years of industry experience. He has been with Linsco/Private Ledger Corp since 2004 and operates a business under the name Kipp Investment Management. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network of advisers. The firm offers a range of advisory programs, financial planning, and retirement consulting, providing both discretionary and non-discretionary management supported by in-house and third-party research.

College savings (529s, UTMA, etc.)
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Christopher D

Series 66

Fresno, CA

LPL Financial

Christopher Davis is a financial advisor with LPL Financial in Fresno, CA, holding a Series 66 designation and 28 years of industry experience. He has been with LPL Financial since 2010. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a broad range of clients, including individuals, retirement plans, financial institutions, corporations, and charitable organizations. The firm offers various advisory programs and financial planning services, utilizing model portfolios, third-party research, and advanced technologies.

College savings (529s, UTMA, etc.)
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Ricky K

Series 63, Series 66

Fresno, CA

LPL Financial

Ricky Kazanjian is a financial advisor with LPL Financial in Fresno, CA, holding Series 63 and Series 66 credentials and over 30 years of industry experience. He previously worked at Capital Financial Services, Inc. for 14 years before joining LPL Financial in 2016. Kazanjian is involved with Thiesen Dueker Modern Wealth Management, a business affiliated with LPL Financial. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network. The firm offers a broad range of advisory programs, financial planning, and brokerage services, utilizing model portfolios and research from multiple sources to support diversified investment strategies.

College savings (529s, UTMA, etc.)
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Mitchell R

CFP®, Series 63

Fresno, CA

LPL Financial

Mitchell Reinhardt Sr. is a financial advisor at LPL Financial with 45 years of industry experience. He holds the CFP® and Series 63 designations and previously worked at Capital Financial Services, Inc. for 14 years before joining LPL Financial in 2017. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a nationwide network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement plan consulting, and brokerage services with both discretionary and non-discretionary management options.

College savings (529s, UTMA, etc.)
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Paul S

CFP®, Series 63, Series 65

Fresno, CA

LPL Financial

Paul Sahota is a CFP® professional with 28 years of experience in the financial services industry. He has been with LPL Financial since 2009. Outside of his advisory role, he serves as a co-trustee of a personal family trust. LPL Financial is an SEC-registered investment adviser and broker-dealer serving a wide range of clients including individuals, retirement plans, banks, corporations, and charitable organizations. The firm provides financial planning, advisory programs, retirement consulting, and brokerage services through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Daniel M

Series 66

Fresno, CA

LPL Financial

Daniel Miller is a financial advisor at LPL Financial in Fresno, CA, holding a Series 66 designation with five years of industry experience. His prior work includes roles at Cetera Advisors and Bimbo Bakeries USA. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients with a range of advisory programs, retirement plan consulting, and brokerage services delivered through a national network of investment adviser representatives.

College savings (529s, UTMA, etc.)
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Tanner B

Series 65, Series 63

Fresno, CA

LPL Financial

Tanner Barrett is a financial advisor with LPL Financial in Fresno, CA, holding Series 65 and Series 63 designations and two years of industry experience. His prior roles include positions at Hermes Wealth Strategies, Gineris Wealth Management, and Woodbury Financial Services. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations through a national network. The firm offers a range of financial planning and advisory programs, providing both discretionary and non-discretionary management with access to model portfolios, third-party research, and various investment strategies.

College savings (529s, UTMA, etc.)
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Timothy D

Series 63, Series 66

Fresno, CA

LPL Financial

Timothy Dodd is a financial advisor with LPL Financial in Fresno, CA, holding Series 63 and 66 credentials and 19 years of industry experience. He has been with LPL Financial for 18 years. Outside of his advisory role, he owns a martial arts business, Central Valley Kenpo Karate. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, and charitable organizations. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios and research from multiple sources, and provides both discretionary and non-discretionary management options.

College savings (529s, UTMA, etc.)
user avatar

Michael N

Series 63, Series 65

Fresno, CA

LPL Financial

Michael Nili is a financial advisor with LPL Financial in Fresno, CA, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. His prior work includes roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, retirement plan consulting, and brokerage services, utilizing a variety of model portfolios, third-party research, and technology-driven investment strategies.

College savings (529s, UTMA, etc.)
user avatar

Brooke S

Series 63, Series 66

Fresno, CA

LPL Financial

Brooke Simmons is a financial advisor with LPL Financial, holding Series 63 and Series 66 credentials and 27 years of industry experience. She has been with LPL Financial since 2010. Simmons also operates a consulting group under the name Theisen Dueker Financial Consulting Group. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, and retirement plan consulting, utilizing model portfolios, research, and various management options.

College savings (529s, UTMA, etc.)
user avatar

Gregory B

Series 63

Fresno, CA

LPL Financial

Gregory Baxter is a financial advisor at LPL Financial with 39 years of industry experience. He holds a Series 63 designation and previously worked at UBS Financial Services for 12 years before joining LPL Financial in 2018. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs and financial planning services, utilizing model portfolios, third-party subadvisors, and various technologies to support discretionary and non-discretionary management.

College savings (529s, UTMA, etc.)
user avatar

Sean T

CFP®, Series 66

Fresno, CA

LPL Financial

Sean Tomajan is a CFP®-certified financial advisor with 11 years of industry experience, currently associated with LPL Financial. His prior experience includes roles at Founders Financial Securities, Fort Washington Financial, Kestra Financial, and Voya Financial Advisors. He is also involved with Muhareb Wealth Management, a business related to his LPL activities. LPL Financial is a national SEC-registered investment adviser and broker-dealer serving a diverse client base including individuals, retirement plans, banks, and corporations. The firm offers a range of financial planning and advisory programs, leveraging model portfolios, third-party research, and technology-driven investment strategies.

College savings (529s, UTMA, etc.)
user avatar

David G

Series 66

Fresno, CA

LPL Financial

David Goforth Jr. is a financial advisor at LPL Financial with six years of industry experience. He holds a Series 66 designation and has worked previously at SCF Securities, C.H. Robinson, and Express. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, banks, credit unions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers financial planning, advisory programs, retirement plan consulting, and brokerage services, providing both discretionary and non-discretionary management supported by LPL Research and third-party resources.

College savings (529s, UTMA, etc.)
View complete list of advisors at this office
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