Guilford, CT Whitfield St Office
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LPL Financial
Institution
Firm-wide stats for LPL Financial
About
LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.
Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.
What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.
Based on LPL Financial
Expertise
Based on LPL Financial
Location
99 Whitfield St
Guilford CT 06437
Advisors at this office
4
Advisors at this office
Matthew M
Series 65
Guilford, CT
LPL Financial
Matthew Mazotas is a financial advisor at LPL Financial with one year of industry experience. He holds a Series 65 designation and has previously worked at Blue Horizon Tax Advisors LLC, MB&A LLC, Wolf & Company, and ALL CPAs. Outside of advisory roles, he has experience in building and tax advisory services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives and advanced research tools.
Hilary D
Series 63, Series 65
Guilford, CT
LPL Financial
Hilary Donofrio Lawton is a financial advisor at LPL Financial with 25 years of industry experience. She holds Series 63 and Series 65 registrations and has worked at firms including Westport Capital Markets, Merrill, Wells Fargo Clearing, and Prudential Equity Group. She also oversees Impact Financial Wealth Management, LLC, a business related to her LPL activities. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolio programs, and institutional platforms, combining broad non-advisory financial services with oversight of substantial discretionary assets.
Eric L
Series 63, Series 65
Guilford, CT
LPL Financial
Eric Lawton III is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. His prior roles include positions at Westport Capital Markets, Merrill, Wells Fargo Clearing, Legg Mason Wood Walker, and Prudential Equity Group. Outside of advisory work, he is involved with The Keeper LLC, a boat tour business based in Shoreham, Rhode Island. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms, supported by a large network of investment adviser representatives.
Bryan H
Series 63, Series 65
Guilford, CT
LPL Financial
Bryan Hoffman is a financial advisor with LPL Financial based in Guilford, CT, holding Series 63 and Series 65 licenses and six years of industry experience. His prior roles include positions at OneAmerica Securities, American United Life, and New York Life Insurance Co. Hoffman serves on the board of the Barrington Business & Community Association. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.
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