Henderson, NV Office

Team
Updated today
LPL Financial logo

LPL Financial

Institution

Firm-wide stats for LPL Financial

Total advisors

22,814

Across 10,466 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

LPL Financial is a national broker‑dealer and SEC‑registered investment adviser that delivers advisory and brokerage services through a network of investment adviser representatives to individuals, retirement plan participants, banks, trust companies and other institutions. Its offerings include financial planning, wrap and model portfolio programs, third‑party asset management (TAMP) access, participant‑level retirement advice (IPA and OPA), and institutional platforms such as the Bank Wealth Program.

Advice and account management are provided primarily by IARs who may implement LPL Research model portfolios, third‑party subadvisors, or customized strategies on either a discretionary or non‑discretionary basis, with options spanning strategic and tactical allocations, direct indexing and alternative exposures. The brochure notes LPL’s use of machine‑learning and other advisor‑facing tools for operational and research support while stating those systems are not used to make investment decisions for clients.

What distinguishes LPL from many peers is the scale and breadth of its non‑advisory financial activities alongside its advisory platform—an affiliated insurance agency, a firm‑offered Secured Credit Account and credit‑card arrangements, and various recordkeeping and bank partnerships—combined with oversight of over $819 billion in discretionary assets and more than 22,800 advisors. The firm’s brochure also discloses multiple regulatory enforcement matters and indicates it does not advertise hypothetical performance in its materials.

Based on LPL Financial

Expertise

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Based on LPL Financial

Occupation focus

Retired Founder/Business Owner Executive

Based on LPL Financial

Location

Henderson NV

Advisors at this office

11

Advisors at this office

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Andrew H

Series 66

Henderson, NV

LPL Financial

Andrew Hefner is a financial advisor with LPL Financial holding a Series 66 designation and three years of industry experience. He has worked with Miller and Associates Financial Solutions since 2022 and has been employed by the Las Vegas Metropolitan Police Department since 2009. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brian C

CFP®, Series 63

Henderson, NV

LPL Financial

Brian Chang is a CFP® with 25 years of industry experience, currently serving as an advisor at LPL Financial since 2000. Based in Henderson, NV, he also teaches a noncredit financial management workshop at local colleges and sells traditional life insurance products. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment options, including model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Thomas H

Series 63, Series 65

Henderson, NV

LPL Financial

Thomas Hubert is a financial advisor at LPL Financial with 26 years of industry experience. His prior work includes roles at Redwood Credit Union, CUSO Financial Services, Chase Investment Services Corp., and Citigroup Global Markets. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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James O

Series 65, Series 63

Henderson, NV

LPL Financial

James Otto is a financial advisor with LPL Financial, holding Series 65 and Series 63 licenses and three years of industry experience. He has worked at LPL Financial since 2023 and previously held roles with Securities America Advisors and Securities America, Inc. Otto is also currently serving in the US Army. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory services, including financial planning, model portfolio programs, third-party asset management, and institutional platforms, leveraging extensive advisor resources and technology.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brian W

Series 63, Series 65

Henderson, NV

LPL Financial

Brian Woods is a financial advisor with LPL Financial, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. He has worked at LPL Financial since 2019 and previously spent six years with VOYA Financial Advisors. Woods also operates Brian Woods Financial Services, an investment-related business established in 1991. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment solutions, including third-party asset management and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Randall W

Series 65, Series 66

Henderson, NV

LPL Financial

Randall Williams is a financial advisor with LPL Financial, holding Series 65 and Series 66 credentials and over 34 years of industry experience. He has previously worked at Securities America Advisors, Securities America, Inc., and National Planning Corporation. Williams is also involved with Creative Synergy Concepts, a venture he has operated since 1992. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and investment management services, utilizing both proprietary and third-party strategies across various account types.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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James P

Series 63, Series 66

Henderson, NV

LPL Financial

James Polonsky is a financial advisor with LPL Financial based in Henderson, NV. He holds Series 63 and Series 66 credentials and has 34 years of industry experience. Prior to joining LPL Financial in 2025, he worked at Morgan Stanley in various capacities from 2008 to 2025 and at Merrill from 1997 to 2008. Outside of his advisory role, he is the owner of Polonsky Coins and Collectibles LLC, a business unrelated to investments. LPL Financial is a national broker-dealer and SEC-registered investment adviser that serves individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning and access to model portfolios, combining technology tools and a broad platform to support its network of over 22,800 advisors.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Arthur C

CFP®, Series 65, Series 63

Henderson, NV

LPL Financial

Arthur Copperthite is a CFP® with 14 years of industry experience, currently serving as a financial advisor at LPL Financial since 2021. His prior experience includes roles at Edward Jones, Ameriprise Financial, and Chase Investment Services Corp. Outside of his advisory work, he provides tax preparation services through a business he owns called Copperthite Tax Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers diverse advisory and brokerage services supported by a large network of investment adviser representatives, utilizing model portfolios, third-party subadvisors, and customized strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Jeremy P

Series 63, Series 66

Henderson, NV

LPL Financial

Jeremy Purvines is a financial advisor at LPL Financial with 13 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Cetera Advisors LLC and Countrywide Estate Planning LLC. His activities include managing Purvines Management LLC, a DBA related to his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services with diverse investment strategies and operational support tools.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Brian H

Series 66

Henderson, NV

LPL Financial

Brian Hu is a financial advisor with LPL Financial in Henderson, NV, holding a Series 66 designation and 16 years of industry experience. He previously worked at Cetera, East West Bank, and Merrill before joining LPL Financial in 2017. Outside of his advisory role, he is also involved in a non-investment related business delivering for Uber Eats. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolios, third-party asset management, and institutional platforms.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Joseph W

CFP®, Series 63, Series 65

Henderson, NV

LPL Financial

Joseph Westrup is a CFP® professional with 36 years of industry experience, currently affiliated with LPL Financial. He previously worked at Osaic Wealth, Inc. (formerly Royal Alliance Associates, Inc.) for 20 years and Financial Dimensions Group, Inc. for 19 years. He is also involved with Westrup Wealth, a DBA related to his LPL business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plans, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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